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Clint Chris Stanley

CRD# 1505201·Registered 1986 - 2012
Previously Registered: Being a previously registered professional could mean that Clint is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Clint Chris Stanley, who also goes by Clint C Stanley, was a registered financial advisor. Clint was a previously registered financial professional and started their career in finance 1986 - 2012. Clint had worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 3 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Clint C Stanley

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

MG ADVISORY SERVICES, LLC·CRD# 121865
RIA
Denver, CO
April 29, 2003 - April 3, 2012
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC·CRD# 114212
BD
Denver, CO
January 2, 2002 - February 25, 2015
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 28, 1995 - February 6, 1996
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
New York, NY
July 14, 1993 - January 28, 1995
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
May 21, 1986 - July 14, 1993

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Current Firm

MA
MG ADVISORY SERVICES, LLC

MATRIX ADVISORY SERVICES, L.L.C. | MG ADVISORY SERVICES, LLC | MG ADVISORY SERVICES,LLC

CRD#: 121865 / SEC#: 801-61472

Contact Information

Main Address

700 17th Street, S300, Denver, CO 80202

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2002About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2001About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Jun 1986About the Series 3 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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