Clint C. Stanley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clint Chris Stanley, who also goes by Clint C Stanley, was a registered financial professional .
Clint is a previously registered financial professional and started their career in finance in 1986. Clint had worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2003 - April 3, 2012
MG ADVISORY SERVICES, LLC
January 2, 2002 - February 25, 2015
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
January 28, 1995 - February 6, 1996
UBS FINANCIAL SERVICES INC.
July 14, 1993 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
May 21, 1986 - July 14, 1993
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MG ADVISORY SERVICES, LLC
CRD#: 121865 / SEC#: 801-61472
Contact information
Red Flags
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