Robert S. Logie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Scott Logie, who also goes by Scott R Logie, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 55, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2022 - August 17, 2023
NEW EDGE WEALTH
September 7, 2022 - August 17, 2023
NEWEDGE SECURITIES, LLC
October 31, 2016 - September 9, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 1, 2016 - September 9, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 4, 2006 - February 21, 2008
KEEFE, BRUYETTE & WOODS, INC.
September 1, 1998 - September 15, 2006
CITIGROUP GLOBAL MARKETS INC.
May 21, 1986 - September 1, 1998
SALOMON BROTHERS INC.
Primary Firm SEC Registration
NEW EDGE WEALTH
CRD#: 307771 / SEC#: 801-118291
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/16/2006
Limited Representative-Equity Trader ExamCurrent Firm
NEW EDGE WEALTH
CRD#: 307771 / SEC#: 801-118291
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,680 |
| AUM (Assets Under Management) | $ 12,064,984,416 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 12/22/2023 | ||
| 01/27/2023 | ||
| 07/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
