Michael G. Sweet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Gerald Sweet, who also goes by Michael G Sweet, Mike Sweet, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 6, Series 22, Series 26, Series 39 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 1987 - October 23, 2023
DECADE SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
DECADE SECURITIES CORP.
CRD#: 10226 / SEC#: , 8-26784
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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