Nicholas J. Boris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas John Boris, who also goes by Nick Boris, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 1986. Nicholas had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2014 - June 17, 2015
JHS CAPITAL ADVISORS, LLC
December 22, 2011 - October 30, 2014
AVANTAX INVESTMENT SERVICES, INC.
March 27, 2009 - December 31, 2011
ONEAMERICA SECURITIES, INC.
October 27, 2008 - December 15, 2008
AVANTAX INVESTMENT SERVICES, INC.
November 15, 1993 - December 31, 1997
ONEAMERICA SECURITIES, INC.
November 15, 1993 - January 12, 1999
AMERICAN UNITED LIFE INSURANCE COMPANY
August 4, 1986 - October 15, 1993
METROPOLITAN LIFE INSURANCE COMPANY
August 4, 1986 - October 15, 1993
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JHS CAPITAL ADVISORS, LLC
CRD#: 112097 / SEC#: 801-71238, 8-53232
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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