Bradly C. Maddock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradly Curtis Maddock SR, CFP®, who also goes by Bradly Curtis Maddock, was a registered financial professional .
Bradly is a previously registered financial professional and started their career in finance in 1986. Bradly had worked at 5 firms and has passed the Series 63, Series 2 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1991
Experience
July 2, 2021 - July 8, 2026
TANDEM FINANCIAL, LLC
March 24, 2016 - December 31, 2019
THIRD DAY CAPITAL MANAGEMENT, LLC
January 1, 1999 - December 30, 2021
MADDOCK FINANCIAL, LLC
April 3, 1991 - November 4, 1994
OSAIC WEALTH, INC.
June 17, 1986 - April 10, 1991
CARILLON INVESTMENTS, INC.
Primary Firm SEC Registration
TANDEM FINANCIAL, LLC
CRD#: 292565 / SEC#: 801-122130
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 8/7/1995
Non-Member General Securities ExaminationCurrent Firm
TANDEM FINANCIAL, LLC
CRD#: 292565 / SEC#: 801-122130
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 997 |
| AUM (Assets Under Management) | $ 291,204,848 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
