Karen M. Jorgensen
Professional summary
Karen Marie Jorgensen, who also goes by Karen M Jorgensen, is a registered financial advisor currently at SANCTUARY ADVISORS located in Denver, Colorado and GENEOS WEALTH MANAGEMENT, INC. located in Denver, Colorado.
Karen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Karen has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Karen Marie Jorgensen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2017 - Present
SANCTUARY ADVISORS
Office #1: 1901 Wazee Street Unit 607, Denver, CO 80202March 16, 2017 - Present
GENEOS WEALTH MANAGEMENT, INC.
Office #1: Mcgregor Square 1901 Wazee Street Unit 607, Denver, CO 80202February 7, 2012 - January 25, 2017
CROSSPOINT CAPITAL MANAGEMENT
February 7, 2012 - January 25, 2017
SANCTUARY SECURITIES LLC
April 1, 2004 - August 19, 2011
RBC CAPITAL MARKETS, LLC
April 1, 2004 - August 19, 2011
RBC CAPITAL MARKETS, LLC
April 28, 2000 - April 6, 2004
WELLS FARGO CLEARING SERVICES, LLC
July 6, 1995 - April 6, 2004
WELLS FARGO CLEARING SERVICES, LLC
November 4, 1994 - July 28, 1995
CITIGROUP GLOBAL MARKETS INC.
September 4, 1990 - October 14, 1994
WELLS FARGO CLEARING SERVICES, LLC
March 20, 1990 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
Primary Firm SEC Registration
SANCTUARY ADVISORS
CRD#: 285428 / SEC#: 801-118344
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/16/2017)
(1/13/2017)
(3/23/2017)
Exams
Series 8
Date: 3/23/1993
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
SANCTUARY ADVISORS
CRD#: 285428 / SEC#: 801-118344
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 131 |
| AUM (Assets Under Management) | $ 242,073,581 |
Red Flags
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