Robert H. Runde
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Henry Runde was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2013 - November 28, 2016
LIBERTY WEALTH ADVISORS, LLC
September 30, 1991 - December 31, 2012
AMERICAN PLANNING GROUP INC
September 30, 1991 - May 15, 2013
CETERA WEALTH SERVICES, LLC
June 3, 1988 - November 30, 2016
CETERA WEALTH SERVICES, LLC
August 21, 1986 - June 6, 1988
ZOCH & ZOCH FINANCIAL GROUP, INC.
May 21, 1986 - August 26, 1986
RADFORD CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
LIBERTY WEALTH ADVISORS, LLC
CRD#: 161997 / SEC#: 801-76718
Contact information
Red Flags
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