Jo A. Salter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jo Ann Salter, who also goes by Jo Ann North, Jo Ann Reid, Joann Salter, was a registered financial professional .
Jo is a previously registered financial professional and started their career in finance in 1986. Jo had worked at 9 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2009 - June 28, 2010
NORTH GLOBAL SECURITIES, INC.
July 30, 2001 - October 28, 2001
CAPITAL SUISSE SECURITIES, INC.
June 12, 1998 - August 15, 2008
NORTH COAST SECURITIES CORPORATION
November 4, 1997 - May 28, 1998
FITZGERALD CAPITAL ADVISERS, LTD.
May 27, 1997 - June 18, 1998
MORGAN FULLER CAPITAL GROUP, LLC
November 17, 1995 - April 4, 1997
WALDRON & CO., INC.
January 1, 1990 - April 27, 1994
VESTCORP SECURITIES, INC.
March 24, 1987 - February 28, 1990
MORGAN STANLEY DW INC.
August 19, 1986 - March 13, 1987
CONEJO SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NORTH GLOBAL SECURITIES, INC.
CRD#: 132918 / SEC#: , 8-66663
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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