Armand J. Mastraccio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Armand John Mastraccio was a registered financial professional .
Armand is a previously registered financial professional and started their career in finance in 1986. Armand had worked at 5 firms and has passed the Series 63, Series 3 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 1995 - February 17, 1999
PMG SECURITIES CORPORATION
March 8, 1993 - December 31, 1994
1717 CAPITAL MANAGEMENT COMPANY
October 5, 1992 - May 22, 1995
OSAIC WEALTH, INC.
June 28, 1986 - October 13, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
June 28, 1986 - October 13, 1992
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PMG SECURITIES CORPORATION
CRD#: 27107 / SEC#: , 8-42881
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| BARRETT, THOMAS RALPH | DIRECTOR | 2820433 |
| CALLAWAY, STEVE MANLEY | CHIEF COMPLIANCE OFFICER/SECRETARY | 2863190 |
| DEBNAR, LAWRENCE JAMES | CHIEF FINANCIAL OFFICER/FINANCIAL & OPERATIONS PRINCIPAL | 3110005 |
| KING, CAROLYN | PRESIDENT & DIRECTOR | 859759 |
| MAJEWSKI, CAROL LOUANN | ASSISTANT COMPLIANCE OFFICER | 1423566 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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