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Michael Lewis Boyd

CRD# 1504646·Registered 1996 - 2002
Barred: Michael Lewis Boyd was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Michael Lewis Boyd, who also goes by Michael Boyd, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1996 - 2002. Michael had worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Boyd

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years registered in the securities industry

Current & Past Employments

Past

CLEARING SERVICES OF AMERICA, INC.Past·CRD# 23623
BD
St. Louis, MO
January 3, 2002 - October 1, 2002
FSC SECURITIES CORPORATIONPast·CRD# 7461
BD
Atlanta, GA
January 12, 2001 - December 11, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.Past·CRD# 6694
BD
St. Petersburg, FL
May 12, 1998 - November 29, 2000
W.J. NOLAN & COMPANY, INC.Past·CRD# 16465
BD
New York, NY
February 21, 1996 - April 8, 1998

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Current Firm

CS
CLEARING SERVICES OF AMERICA, INC.

CLEARING SERVICES OF AMERICA, INC. | CLEARING SERVICES OF AMERICA,INC.

CRD#: 23623 / SEC#: 8-40560
BD
Cancelled by SEC on 11/19/2004

Contact Information

Established

Missouri since 12/01/1988

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
CSA HOLDINGS, INC.CSA HOLDINGS, INC.—
BOHLMAN, NEAL ALBERTVICE PRESIDENT, COMPLIANCE/ SROP CROP3227546
FELDMAN, HARVEY HAROLDPRESIDENT205886
MERTZ, DEBORAH WYNNEFINANCIAL OPERATIONS PRINCIPAL/CFO1725980
MILES, JOSEPH ANDREWVICE PRESIDENT1104254

Disclosures

Regulatory Event

6

Civil Event

2

Arbitration

6

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1997About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1996About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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