Ronald E. Tuerk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Edward Tuerk, who also goes by Ron Tuerk, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1986. Ronald had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2014 - December 31, 2018
THE LEADERS GROUP, INC.
February 24, 2014 - March 18, 2014
CETERA INVESTMENT ADVISERS LLC
February 14, 2013 - January 31, 2014
CETERA INVESTMENT SERVICES LLC
January 29, 2013 - March 18, 2014
CETERA INVESTMENT SERVICES LLC
September 26, 2012 - January 22, 2013
FIRST BROKERAGE AMERICA, L.L.C.
September 18, 2012 - January 22, 2013
FIRST BROKERAGE AMERICA, L.L.C.
August 11, 2010 - June 1, 2012
LINCOLN INVESTMENT
August 2, 2010 - June 1, 2012
LINCOLN INVESTMENT
April 28, 2010 - August 2, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
June 4, 2007 - April 9, 2009
OSAIC INSTITUTIONS, INC.
July 7, 2006 - May 31, 2007
PFIC ADVISORS, INC.
April 6, 2005 - May 31, 2007
PFIC SECURITIES CORPORATION
October 13, 2004 - April 5, 2005
MM ASCEND LIFE INVESTOR SERVICES, LLC
March 3, 1998 - April 5, 2005
MM ASCEND LIFE INVESTOR SERVICES, LLC
July 16, 1997 - March 3, 1998
NATCITY INSURANCE SERVICES, INC.
April 4, 1995 - July 18, 1997
CETERA INVESTMENT SERVICES LLC
May 3, 1991 - April 5, 1995
INVEST FINANCIAL CORPORATION
May 22, 1990 - April 23, 1991
CAPITAL BROKERAGE CORPORATION
March 14, 1990 - May 23, 1990
EMPIRE NATIONAL SECURITIES, INCORPORATED
January 3, 1989 - March 14, 1990
PAMCO SECURITIES AND INSURANCE SERVICES
May 23, 1986 - December 19, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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