DS
David J. Shoemaker
KESTRA ADVISORY SERVICES
Memphis, TN 38018
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CRD#: 1504515
DS
Professional summary
David Joseph Shoemaker, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Memphis, Tennessee and KESTRA INVESTMENT SERVICES, LLC located in Memphis, Tennessee.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. David has worked at 9 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Equias Alliance, LLC (an NFP Company) Investment Related: Yes Address: 8000 Centerview Parkway, Suite 525 Memphis TN 38018 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance Position, Title or Relationship: Independent Consultant Start Date: 11/1/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: Sell Life insurance (BOLI), disability and long-term care, and implement non-qualified benefit plans Name: Executive Benefit Solutions, LLC Investment Related: No Address: 8000 Centerview Parkway, Suite 525 Cordova TN 38018 Nature of Business: Consulting; Insurance Position, Title or Relationship: Owner of LLC Start Date: 4/1/1995 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Owner of LLC. LLC assist with sales efforts. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/01/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR NAME: KESTRA ADVISORY SERVICES, LLC POSITION: Investment Advisor Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TN 78735, United States DESCRIPTION: Help market and sell 401(k) plans with NFP Retirement
CRS (Client Relationship Summary) - RIA
Click below to view David Joseph Shoemaker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
September 26, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 8000 Centerview Parkway Suite 525, Memphis, TN 38018RIA
CRD#: 283330
Memphis, TN
Current
January 3, 2018 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 8000 Centerview Parkway Suite 525, Memphis, TN 38018BD
CRD#: 42046
Memphis, TN
Past
September 22, 2011 - December 31, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
CORDOVA, TN
Past
April 1, 2003 - April 7, 2011
CLARK SECURITIES, INC.
BD
CRD#: 43803
CORDOVA, TN
Past
June 16, 1994 - March 31, 2003
FIRST HEARTLAND CAPITAL, INC.
BD
CRD#: 32460
LAKE ST. LOUIS, MO
Past
April 14, 1994 - May 6, 1994
FIRST HEARTLAND CAPITAL, INC.
BD
CRD#: 32460
Past
September 3, 1991 - April 14, 1994
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
October 6, 1988 - August 8, 1990
FIRSTMONEY SECURITIES CORPORATION
BD
CRD#: 18220
Past
October 3, 1988 - October 24, 1988
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
BD
CRD#: 16493
Past
June 9, 1986 - October 3, 1988
UMIC, INC.
BD
CRD#: 5974
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/7/2022)
RR
Arkansas(1/3/2018)
RR
Delaware(1/3/2018)
RR
Florida(10/7/2022)
RR
Georgia(10/7/2022)
RR
Illinois(1/3/2018)
RR
Kentucky(11/2/2018)
RR
Maryland(1/3/2018)
RR
Mississippi(1/3/2018)
RR
New Jersey(1/3/2018)
RR
Ohio(11/2/2018)
RR
Pennsylvania(1/3/2018)
RR
Tennessee(1/3/2018)
IAR
Tennessee(9/26/2025)
RR
Texas(10/7/2022)
IAR
Texas(9/26/2025)
RR
West Virginia(1/26/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Memphis, TN 38018TRUST BUT VERIFY
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