Frank P. Bavaro
Professional summary
Frank Paul Bavaro is a registered financial professional currently at NORTH SOUTH CAPITAL, LLC located in New Lenox, Illinois.
Frank is registered as a RR (Registered Representative) and started their career in finance in 1986. Frank has worked at 11 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Paul Bavaro's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 27, 2017 - Present
NORTH SOUTH CAPITAL, LLC
Office #1: 321 West Maple Street Suite 100, New Lenox, IL 60451June 16, 2016 - November 21, 2017
TRIBAL CAPITAL MARKETS, LLC
February 1, 2016 - June 25, 2016
BONWICK CAPITAL PARTNERS, LLC
August 31, 2011 - February 4, 2016
MONTROSE SECURITIES INTERNATIONAL
June 28, 1999 - August 29, 2011
PACIFIC AMERICAN SECURITIES, LLC
April 19, 1999 - June 28, 1999
ZA ASSOCIATES, INC.
November 15, 1993 - March 22, 1999
THE WILLIAMS CAPITAL GROUP, L.P.
June 11, 1990 - January 3, 1994
JEFFERIES LLC
May 29, 1987 - June 11, 1990
JEFFERIES EXECUTION SERVICES, INC.
March 9, 1987 - May 18, 1987
MURIEL SIEBERT & CO., LLC
May 27, 1986 - October 27, 1986
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/27/2017)
(1/26/2018)
(11/27/2017)
(11/27/2017)
(11/27/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/6/1998
Limited Representative-Equity Trader ExamFINRA
Current Firm
NORTH SOUTH CAPITAL, LLC
CRD#: 148158 / SEC#: , 8-67979
Contact information
FINRA licenses (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 136 |
| AUM (Assets Under Management) | $ 25,887,891 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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