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JG

Jeffrey R. Glover

Some features on this profile are disabled
CRD#: 1504122
JG

Professional summary

Jeffrey Robert Glover was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jeffrey is a previously registered financial advisor and started their career in finance in 1986. Prior to being barred, Jeffrey had worked at 11 firms, which includes G-2 TRADINGLLC, GLOVER ADVISORS LP, CARLIN EQUITIES LLC, PRUDENTIAL EQUITY GROUP LLC, KIDDER PEABODY & CO. INCORPORATED, GRUNTAL & CO. L.L.C., ADVEST INC., J. T. MORAN & CO. INC., ROBERT THOMAS SECURITIES INC, PHILIPS APPEL & WALDEN INC., THE STUART-JAMES COMPANY INCORPORATED.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 24, 2006 - January 16, 2009

G-2 TRADING,LLC

BD
CRD#: 44018
NEW YORK, NY
Past

April 18, 2006 - December 31, 2008

GLOVER ADVISORS, LP

RIA
CRD#: 138325
BELLAIRE, TX
Past

November 12, 2003 - June 23, 2006

CARLIN EQUITIES, LLC

BD
CRD#: 31295
NEW YORK, NY
Past

October 27, 1998 - November 11, 2003

CARLIN EQUITIES, LLC

BD
CRD#: 31295
NEW YORK, NY
Past

October 12, 1994 - October 15, 1998

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

January 14, 1994 - October 19, 1994

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY
Past

September 6, 1990 - January 20, 1994

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

February 23, 1990 - August 27, 1990

ADVEST, INC.

BD
CRD#: 10
HARTFORD, CT
Past

December 5, 1988 - January 30, 1990

J. T. MORAN & CO., INC.

BD
CRD#: 15655
Past

June 1, 1988 - December 19, 1988

ROBERT THOMAS SECURITIES, INC

BD
CRD#: 10147
Past

October 23, 1987 - June 1, 1988

PHILIPS, APPEL & WALDEN, INC.

BD
CRD#: 659
Past

May 20, 1986 - October 23, 1987

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/4/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/2/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/17/1986
General Securities Representative Examination

Current Firm

GT
G-2 TRADING,LLC
G-2 TRADING,LLC | RBC PROFESSIONAL TRADING GROUP LLC | RBC PROFESSIONAL TRADER GROUP LLC | GENERIC TRADING OF PHILADELPHIA, LLC

CRD#: 44018 / SEC#: , 8-50510

BD
Terminated by SEC on 09/13/2014
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 08/25/1997
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
M STREET CAPITAL LLCMANAGING MEMBER
FINNEN, KENNETH ARTHURCCO1974997
FORTUNOFF, GREGORY BCEO2449593
LEIB, SHARON BETHCFO5799319

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

G-2 TRADING,LLC

CRD#: 44018

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