Suzanne M. Hannigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Marie Hannigan, CFA, who also goes by Suzanne Militello Hannigan, Suzanne Mullin, was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 1999. Suzanne had worked at 3 firms and has passed the Series 66, SIE, Series 87, Series 7, Series 16 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2014 - April 15, 2015
MLV & CO. LLC
July 7, 2009 - July 7, 2014
JANNEY MONTGOMERY SCOTT LLC
June 2, 2009 - July 7, 2014
JANNEY MONTGOMERY SCOTT LLC
January 4, 1999 - July 15, 2009
RORER ASSET MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MLV & CO. LLC
CRD#: 150959 / SEC#: , 8-68331
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
