Steven F. Mosshart
Professional summary
Steven Fisher Mosshart, AIF®, who also goes by Steven F Mosshart, is a registered financial advisor currently at RAYMOND JOHN MANAGEMENT LLC located in Cave Creek, Arizona.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Steven has worked at 6 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Fisher Mosshart's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2024 - Present
RAYMOND JOHN MANAGEMENT LLC
December 3, 2010 - May 10, 2024
STRAIGHTLINE
April 17, 2007 - July 11, 2007
STRAIGHTLINE
January 11, 2002 - June 13, 2005
CITIGROUP GLOBAL MARKETS INC.
August 29, 1997 - January 18, 2002
MORGAN STANLEY DW INC.
March 28, 1994 - September 9, 1997
UBS FINANCIAL SERVICES INC.
June 24, 1986 - March 31, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/21/2024)
(10/30/2024)
Exams
Current Firm
RAYMOND JOHN MANAGEMENT LLC
CRD#: 333604 / SEC#:
Contact information
Red Flags
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