Armando D. Silva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Armando Diego Silva was a registered financial professional .
Armando is a previously registered financial professional and started their career in finance in 1986. Armando had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2010 - May 31, 2016
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
May 29, 2007 - June 9, 2016
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - June 9, 2016
CITIGROUP GLOBAL MARKETS INC.
March 30, 2005 - May 29, 2007
CITICORP INVESTMENT SERVICES
March 4, 2005 - May 29, 2007
CITICORP INVESTMENT SERVICES
May 12, 2004 - February 16, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 18, 2004 - February 16, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 11, 2002 - March 26, 2004
CITICORP INVESTMENT SERVICES
July 30, 1998 - November 20, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 11, 1993 - November 10, 1997
CITICORP INVESTMENT SERVICES
August 13, 1992 - April 19, 1993
CITICORP SECURITIES, INC.
February 1, 1990 - July 12, 1990
CITICORP SECURITIES, INC.
May 18, 1988 - July 14, 1992
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
July 25, 1987 - June 27, 1989
MERRILL LYNCH GOVERNMENT SECURITIES OF PUERTO RICO, INC.
August 19, 1986 - May 4, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
CRD#: 17053 / SEC#: , 8-33185
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSIGNEO PUERTO RICAN HOLDINGS, LLC | MEMBER | |
| POLEMENI PEREZ, MONICA | PRINCIPAL OPERATIONS OFFICER | 4130068 |
| RIVERA CRUZ, MIGUEL ANGEL | CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFFICER | 3255902 |
| RIVERO, JAVIER | PRESIDENT & CHIEF OPERATING OFFICER | 4498023 |
| VALLADARES-TORRES, MOISES | EXECUTIVE REPRESENTATIVE & CHIEF COMPLIANCE OFFICER | 5011784 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
