George K. Baum

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CRD#: 15039

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Kenneth Baum was a registered financial advisor .

George is a previously registered financial advisor and started their career in finance in 1970. George had worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 21, 1995 - July 12, 2006

BAUM GEORGE K MERCHANT BANC LLC

RIA

CRD#: 105040

KANSAS CITY, MO

Past

May 31, 1994 - September 9, 2005

GEORGE K. BAUM & COMPANY

CRD#: 36354

KANSAS CITY, MO

Past

September 4, 1970 - May 31, 1994

GKB, INC.

CRD#: 350

KANSAS CITY, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current firm

No current employment

Red Flags

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