Ian J. Abbott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ian Jamieson Abbott was a registered financial professional .
Ian is a previously registered financial professional and started their career in finance in 1986. Ian had worked at 2 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - July 26, 2018
ABACUS FINANCIAL SERVICES, LLC
May 17, 2011 - December 31, 2012
ABACUS FINANCIAL SERVICES, LLC
November 7, 1986 - February 6, 1987
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ABACUS FINANCIAL SERVICES, LLC
CRD#: 119946 / SEC#:
Contact information
Red Flags
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