Annmarie Woods
Professional summary
Annmarie Woods, who also goes by Annmarie Reardon, is a registered financial advisor currently at GUGGENHEIM INVESTMENTS located in Fair Haven, New Jersey and GUGGENHEIM FUNDS DISTRIBUTORS, LLC located in Chicago, Illinois.
Annmarie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Annmarie has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Annmarie Woods's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2020 - Present
GUGGENHEIM INVESTMENTS
August 31, 2020 - Present
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
Office #1: 227 West Monroe Street 7th Floor, Chicago, IL 60606August 8, 2005 - August 11, 2020
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
August 8, 2005 - August 11, 2020
NYLIFE DISTRIBUTORS LLC
October 20, 2004 - July 22, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 8, 2004 - July 22, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 22, 2004 - August 20, 2004
AMUNDI ASSET MANAGEMENT US, INC.
November 9, 2001 - August 20, 2004
AMUNDI DISTRIBUTOR US, INC.
March 8, 2000 - June 23, 2000
PRUDENTIAL EQUITY GROUP, LLC
January 1, 1997 - February 28, 2000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
October 16, 1995 - January 1, 1997
PRUDENTIAL EQUITY GROUP, LLC
November 18, 1986 - June 30, 1988
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
GUGGENHEIM INVESTMENTS
CRD#: 105477 / SEC#: 801-8008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/4/2020)
(8/31/2020)
(2/7/2025)
(8/31/2020)
Exams
FINRA
Current Firm
GUGGENHEIM INVESTMENTS
CRD#: 105477 / SEC#: 801-8008
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 7,395,263,411 |
Red Flags
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