BD
Brian J. Decker
DECKER RETIREMENT PLANNING
Salt Lake, UT 84111
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CRD#: 1503719
BD
Professional summary
Brian James Decker is a registered financial advisor currently at DECKER RETIREMENT PLANNING INC. located in Salt Lake, Utah.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Brian has worked at 9 firms and has passed the Series 65, Series 63, Series 31, Series 3, Series 7 and Series 30 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance sales and services are provided by Mr. Decker. These insurance activities are conducted along with and through Decker Retirement Planning Inc. since the inception of the company. Mr. Decker is the President and sole owner of Decker Retirement Planning Inc. Approximately 40% of Mr. Decker's time is devoted to insurance activities.
CRS (Client Relationship Summary) - RIA
Click below to view Brian James Decker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2016 - Present
DECKER RETIREMENT PLANNING INC.
Office #1: 299 South Main St. Suite 1300, Salt Lake, UT 84111RIA
CRD#: 284281
Salt Lake, UT
Past
January 5, 2009 - September 8, 2009
USA FINANCIAL SECURITIES LLC
BD
CRD#: 103857
REDMOND, WA
Past
October 15, 2008 - July 22, 2016
THE RETIREMENT SOLUTION LLC
RIA
CRD#: 148106
REDMOND, WA
Past
June 2, 1997 - December 31, 2008
PACIFIC WEST FINANCIAL CONSULTANTS INC
RIA
CRD#: 108728
REDMOND, WA
Past
May 8, 1997 - December 31, 2008
PACIFIC WEST SECURITIES, INC.
BD
CRD#: 6390
REDMOND, WA
Past
August 12, 1993 - May 5, 1997
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
May 26, 1989 - August 13, 1993
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
September 14, 1988 - June 29, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
BD
CRD#: 7323
Past
June 3, 1986 - September 19, 1988
PIPER SANDLER & CO.
BD
CRD#: 665
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DR
DECKER RETIREMENT PLANNING INC.
DECKER RETIREMENT PLANNING INC.
CRD#: 284281 / SEC#: 801-120733
RIA
Registered Investment Advisory firm - (4/7/2021 Approved)California
Registered Investment Advisory firm - (6/17/2021 Terminated)Idaho
Registered Investment Advisory firm - (4/14/2021 Terminated)Nevada
Registered Investment Advisory firm - (6/9/2021 Terminated)Texas
Registered Investment Advisory firm - (4/14/2021 Terminated)Utah
Registered Investment Advisory firm - (4/14/2021 Terminated)Washington
Registered Investment Advisory firm - (5/14/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/25/2016)
IAR
Idaho(7/13/2016)
IAR
Nevada(12/21/2016)
IAR
Texas(7/1/2016)
IAR
Utah(11/8/2016)
IAR
Washington(7/8/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
DR
DECKER RETIREMENT PLANNING INC.
DECKER RETIREMENT PLANNING INC.
CRD#: 284281 / SEC#: 801-120733
RIA
Registered Investment Advisory firm - (4/7/2021 Approved)California
Registered Investment Advisory firm - (6/17/2021 Terminated)Idaho
Registered Investment Advisory firm - (4/14/2021 Terminated)Nevada
Registered Investment Advisory firm - (6/9/2021 Terminated)Texas
Registered Investment Advisory firm - (4/14/2021 Terminated)Utah
Registered Investment Advisory firm - (4/14/2021 Terminated)Washington
Registered Investment Advisory firm - (5/14/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2889 W Ashton Blvd. Suite 125, Lehi, UT 84043
Mailing Address
Phone number
(855) 425-4566
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,461 |
| AUM (Assets Under Management) | $ 285,093,119 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DECKER RETIREMENT PLANNING INC.
CRD#: 284281Salt Lake, UT 84111TRUST BUT VERIFY
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