Thomas P. Geiger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Paul Geiger, who also goes by Tom Geiger, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1987. Thomas had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2013 - December 31, 2016
BROKER DEALER FINANCIAL SERVICES CORP.
April 27, 2010 - August 23, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 4, 2005 - July 8, 2009
AMERICAN GENERAL EQUITY SERVICES CORPORATION
July 23, 2001 - June 9, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
December 1, 1997 - April 19, 2001
CAPITAL BROKERAGE CORPORATION
September 16, 1994 - December 1, 1997
FORTH FINANCIAL SECURITIES, CORPORATION
August 2, 1994 - November 10, 1994
HIMCO DISTRIBUTION SERVICES COMPANY
October 15, 1993 - August 19, 1994
VOYA FINANCIAL PARTNERS, LLC
December 12, 1987 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
April 28, 1987 - January 26, 1988
FIDELITY EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BROKER DEALER FINANCIAL SERVICES CORP.
CRD#: 8073 / SEC#: , 8-24220
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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