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Scott Joseph Parry

CRD# 1503525·Registered 1986 - 1994
Previously Registered: Being a previously registered professional could mean that Scott is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Scott Joseph Parry was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 1986 - 1994. Scott had worked at 6 firms and has passed the Series 63, Series 3, Series 7 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

GLOBAL CAPITAL SECURITIES CORPORATION·CRD# 16184
BD
January 25, 1993 - May 26, 1994
KOBER FINANCIAL CORP.·CRD# 17551
BD
December 8, 1992 - January 25, 1993
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
September 1, 1992 - November 16, 1992
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
January 25, 1988 - August 24, 1992
J. W. GANT & ASSOCIATES, INC.·CRD# 7963
BD
January 2, 1987 - August 11, 1987
MICHELIN AND COMPANY, INC.·CRD# 14447
BD
December 26, 1986 - January 2, 1987

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Current Firm

GC
GLOBAL CAPITAL SECURITIES CORPORATION

CHERRY CREEK INVESTMENTS, LTD. | GLOBAL CAPITAL SECURITIES CORPORATION | EBI SECURITIES CORPORATION | COHIG & ASSOCIATES, INC.

CRD#: 16184 / SEC#: 8-33481
BD
Terminated by SEC on 04/25/2002

Contact Information

Established

Colorado since 01/22/1985

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
GLOBAL CAPITAL PARTNERSSHAREHOLDER—

Disclosures

Regulatory Event

7

Arbitration

31

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1987About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Mar 1988About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Dec 1986About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Dec 1992About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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