Don C. Weir
Professional summary
Don Clair Weir JR was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Don is a previously registered financial advisor and started their career in finance in 1986. Prior to being barred, Don had worked at 5 firms, which includes HFI SECURITIES INC., HUNTLEIGH SECURITIES CORPORATION, HUNTLEIGH CAPITAL MANAGEMENT INC, MOSES.COM SECURITIES INC., BIRCHTREE FINANCIAL SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2001 - September 29, 2008
HFI SECURITIES, INC.
October 24, 1996 - August 6, 2001
HUNTLEIGH SECURITIES CORPORATION
October 15, 1996 - September 29, 2008
HUNTLEIGH CAPITAL MANAGEMENT INC
May 6, 1988 - November 20, 2000
MOSES.COM SECURITIES, INC.
May 23, 1986 - August 23, 1988
BIRCHTREE FINANCIAL SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
HFI SECURITIES, INC.
CRD#: 107830 / SEC#: , 8-53063
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
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