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Don Clair Weir Jr

CRD# 1503363·Registered 1986 - 2008
Barred: Don Clair Weir JR was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Don Clair Weir JR was a registered financial advisor. Don was a previously registered financial advisor and started their career in finance 1986 - 2008. Don had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

HFI SECURITIES, INC.·CRD# 107830
BD
St. Louis, MO
June 19, 2001 - September 29, 2008
HUNTLEIGH SECURITIES CORPORATION·CRD# 7456
BD
St. Louis, MO
October 24, 1996 - August 6, 2001
HUNTLEIGH CAPITAL MANAGEMENT INC·CRD# 107941
RIA
St. Louis, MO
October 15, 1996 - September 29, 2008
MOSES.COM SECURITIES, INC.·CRD# 21442
BD
St. Louis, MO
May 6, 1988 - November 20, 2000
BIRCHTREE FINANCIAL SERVICES LLC·CRD# 15014
BD
May 23, 1986 - August 23, 1988

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Current Firm

HS
HFI SECURITIES, INC.

HFI SECURITIES, INC.

CRD#: 107830 / SEC#: 8-53063
BD
Terminated by SEC on 02/24/2009

Contact Information

Established

Missouri since 11/28/2000

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LONGROW HOLDINGS, INC.HOLDING COMPANY—
WINKELMANN, JAMES ARTHUR SRCHIEF COMPLIANCE OFFICER1021523
CHRISTANELL, KELLYFINANCIAL OPERATIONS PRINCIPAL2908843
WINKELMANN, JAMES ARTHUR SRPRESIDENT, SROP/CROP, TREASURER1021523

Disclosures

Regulatory Event

1

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1986About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 1988About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Nov 1986About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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