TL
Timothy J. Landolt
ENDOWMENT WEALTH MANAGEMENT
APPLETON, WI 54914-8531
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CRD#: 1503180
TL
Professional summary
Timothy Joseph Landolt is a registered financial advisor currently at ENDOWMENT WEALTH MANAGEMENT, INC. located in Appleton, Wisconsin and ETF MODEL SOLUTIONS, LLC located in Appleton, Wisconsin.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Timothy has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
02/2014 - PRESENT: ENDOWMENT WEALTH MANAGEMENT, INC. ("EWM"). EWM IS AN INVESTMENT-RELATED BUSINESS. EWM IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. EWM IS A SEC-REGISTERED INVESTMENT ADVISER. EWM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH ETF MODEL SOLUTIONS, LLC ("ETFMS"). MR. LANDOLT'S TITLE AT EWM IS DIRECTOR OF INSTITUTIONAL SERVICES. MR LANDOLT IS A SHAREHOLDER, INVESTMENT COMMITTEE MEMBER, DIRECTOR OF INSTITUTIONAL SERVICES, AND INVESTMENT ADVISER REPRESENTATIVE FOR EWM. MR. LANDOLT DEVOTES APPROXIMATELY 120 HRS PER MONTH TO EWM, APPROXIMATELY HALF OF WHICH ARE DURING TRADING HOURS. MR LANDOLT CONDUCTS MANAGEMENT, OPERATIONAL AND COMPLIANCE-RELATED ACTIVITIES IN HIS ROLE WITH EWM. 02/2014 - PRESENT: ETF MODEL SOLUTIONS, LLC. ("ETFMS"). ETFMS IS AN INVESTMENT-RELATED BUSINESS. ETFMS IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. ETFMS IS A SEC-REGISTERED INVESTMENT ADVISER. ETFMS IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM. MR. LANDOLT'S TITLE AT ETFMS IS MANAGING DIRECTOR. MR. LANDOLT IS AN INVESTMENT COMMITTEE MEMBER, MEMBER, AND INVESTMENT ADVISER REPRESENTATIVE AT ETFMS. MR. LANDOLT DEVOTES APPROXIMATELY 30 HRS PER MONTH TO ETFMS, APPROXIMATELY HALF OF WHICH ARE DURING TRADING HOURS. MR LANDOLT CONDUCTS MANAGEMENT, OPERATIONAL, AND COMPLIANCE-RELATED ACTIVITIES IN HIS ROLE WITH ETFMS. 06/2021 - PRESENT: GLOBAL ALTERNATIVE INVESTMENT MANAGEMENT LLC. ("GAIM"). GAIM IS AN INVESTMENT-RELATED BUSINESS. GAIM IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. GAIM IS A PRIVATE FUND MANAGER THAT RELIES ON THE INVESTMENT ADVISER REGISTRATION OF EWM. GAIM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM. MR. LANDOLT'S TITLE AT GAIM IS CHIEF OPERATING OFFICER. MR. LANDOLT IS A MEMBER AND A MEMBER THE FIRM'S INVESTMENT COMMITTEE AT GAIM. MR. LANDOLT DEVOTES APPROXIMATELY 30 HRS PER MONTH TO GAIM, ABOUT HALF OF WHICH ARE DURING TRADING HOURS. MR. LANDOLT CONDUCTS MANAGEMENT, OPERATIONAL AND COMPLIANCE-RELATED ACTIVITIES IN HIS ROLE AT GAIM.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Joseph Landolt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 2, 2014 - Present
ENDOWMENT WEALTH MANAGEMENT, INC.
Office #1: W6272 Communication Court, Appleton, WI 54914-8531RIA
CRD#: 108652
APPLETON, WI
Current
July 15, 2014 - Present
ETF MODEL SOLUTIONS, LLC
Office #1: W6272 Communication Court, Appleton, WI 54914-8531RIA
CRD#: 168410
APPLETON, WI
Past
June 22, 2007 - February 7, 2014
SUMNICHT & ASSOCIATES, LLC
RIA
CRD#: 111421
APPLETON, WI
Past
July 17, 1998 - August 2, 1999
LANDOLT SECURITIES, INC.
BD
CRD#: 28352
LAKE BLUFF, IL
Past
August 6, 1990 - December 21, 1994
WILLIAM O'NEIL SECURITIES
BD
CRD#: 894
BOSTON, MA
Past
July 23, 1986 - July 3, 1990
HOWE BARNES HOEFER & ARNETT, INC.
BD
CRD#: 2240
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ENDOWMENT WEALTH MANAGEMENT, INC.
CAPITAL NORTH LTD | ENDOWMENT WEALTH MANAGEMENT, INC.
CRD#: 108652 / SEC#: 801-112413
RIA
Registered Investment Advisory firm - (2/8/2018 Approved)Illinois
Registered Investment Advisory firm - (2/23/2018 Terminated)Minnesota
Registered Investment Advisory firm - (12/16/2015 Terminated)Texas
Registered Investment Advisory firm - (2/26/2018 Terminated)Wisconsin
Registered Investment Advisory firm - (2/27/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(5/2/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
ENDOWMENT WEALTH MANAGEMENT, INC.
CAPITAL NORTH LTD | ENDOWMENT WEALTH MANAGEMENT, INC.
CRD#: 108652 / SEC#: 801-112413
RIA
Registered Investment Advisory firm - (2/8/2018 Approved)Illinois
Registered Investment Advisory firm - (2/23/2018 Terminated)Minnesota
Registered Investment Advisory firm - (12/16/2015 Terminated)Texas
Registered Investment Advisory firm - (2/26/2018 Terminated)Wisconsin
Registered Investment Advisory firm - (2/27/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
W6272 Communication Court, Appleton, WI 54914-8531
Mailing Address
Phone number
(920) 785-6010
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,403 |
| AUM (Assets Under Management) | $ 427,600,085 |
Red Flags
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