JS
James J. Silbernagel
CONCORDE ASSET MANAGEMENT
Kewaskum, WI 53040
Some features on this profile are disabled
CRD#: 1503045
JS
Professional summary
James John Silbernagel, CFP®, who also goes by Jim Silbernagel, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Kewaskum, Wisconsin and CONCORDE INVESTMENT SERVICES, LLC located in Kewaskum, Wisconsin.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. James has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Silbernagel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) The Silbernagel Group, Investment Related, 114Main St. Kewaskum, WI 53040, Consulting families of high school students and charging a flat fee / referring them to online tools to help with determining majors, filling out financial aid applications, college search engines, and preadmission testing prep. Consultant, Start Date: 04/12/2017, 10 hours during weekly during trading hours. 2) KEWASKUM PROPERTIES; NON INV REL; 114 MAIN ST, KEWASKUM WI 53040; 100% OWNER; STARTED 11/96; 5 HR/MO; 5HR/MO DST; MANAGE PROPERTY. 3) MORTGAGES; 1/1/2005; 0HR/MO; 0HR/MO; EDUCATING CLIENTS ON THE BASICS OF HOW REVERSE MORTGAGES WORK AND REFERRING TO A MORTGAGE BROKER. 4) REAL WEALTH RADIO LLC; NON INV REL; 114 MAIN ST, KEWASKUM WI 53040; 100% OWNER; START 08/2006; Hours involved 11-20 hours during business hours and 11-20 outside of business hours; MANAGER AND HOST OF A WEEKLY ONLINE RADIO SHOW, MARKETING TO REGISTERED REPRESENTATIVES AND INSURANCE AGENTS, CONFERENCE AND MEETING SPEAKER. 5) REAL WEALTH TAX & ACCOUNTING LLC; POSITION: Owner; NATURE: LLC; INVESTMENT RELATED: Hours involved 1-4 hours during business hours and 1-4 outside of business hours; START DATE: 07/01/2015; ADDRESS: 114 Main St, Kewaskum WI 53040; DESCRIPTION: 100% Owner, Manage staff of a tax practice. 6))Real Wealth Insurance/THE SILBERNAGEL GROUP INSURANCE, LLC; POSITION: OWNER; NATURE: NON INVESTMENT, NUMBER OF HOURS: 1-2 PER MONTH; START DATE: 07/01/1995; ADDRESS: 114 MAIN ST P O BOX 427, KEWASKUM WI 53040; DESCRIPTION: LIFE INSURANCE, DISABILITY, LTC, MEDICARE SUPPLEMENT, HEALTH INSURANCE, PART D, MANAGE BUSINESS AND STAFF. 7) ADVISOR BID; INVESTOR; NON INVESTMENT RELATED; 50 HRS PER YEAR; CONNECTING REGISTERED REPS AND IAR TO BUY AND SELL BUSINESSES AS WELL AS CONNECT REGISTERED REPS AND IARS TO BROKER DEALERS FOR TRANSITIONS. COMPENSATION IS SHARES RECEIVED IN THE ENTITY. 8) MAIN STREET PHILANTHROPY; Located in Carlsbad, CA, ADVISORY BOARD MEMBER; NON INVESTMENT RELATED; 20 HOURS PER YEAR; VOLUNTEER; NO CONTROL OF FUNDS; EDUCATE HIGH SCHOOL STUDENTS IN PHILANTHROPY. 9) Concorde Asset Management; Investment Related. Investment Advisory Representative. Started 03/2019. Hours involved 11-20 hours during business hours and 11-20 outside of business hours. 10) Real Wealth LTC Solutions LLC. Kewaskum, WI. Managing Member. Investment related. Start date 07/2019. Provide education and refer professional resources for advisors and their clients that are facing LTC. Train agents and provide BGA services and product contracts for LTC. 6-10 hours/month during trading hours. 11) Currence App, Investment related, 602 Main St, Unit A, Belmar NJ, 07719, User, this app makes clients aware of the opportunities this app can have and helping them budget for expenses as well as putting away for the future. responsibilites will be to help market this app not only with clients but with advisors. Start date 063/27/2023, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view James John Silbernagel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
April 1, 2019 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #1: 114 Main Street Po Box 427, Kewaskum, WI 53040RIA
CRD#: 140367
Kewaskum, WI
Current
April 1, 2019 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 114 Main St P.o. Bx 427, Kewaskum, WI 53040BD
CRD#: 151604
Kewaskum, WI
Past
August 11, 2000 - April 4, 2019
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
KEWASKUM, WI
Past
August 4, 1986 - April 4, 2019
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
KEWASKUM, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/13/2023)
IAR
Alabama(9/13/2023)
RR
Arizona(4/1/2019)
RR
Arkansas(4/1/2019)
RR
California(4/1/2019)
IAR
California(2/22/2023)
RR
Colorado(4/1/2019)
IAR
Colorado(12/2/2020)
RR
Florida(4/1/2019)
IAR
Florida(1/20/2021)
RR
Georgia(2/19/2025)
IAR
Georgia(2/20/2025)
RR
Hawaii(4/1/2019)
IAR
Hawaii(11/2/2023)
RR
Illinois(5/30/2019)
IAR
Illinois(1/23/2020)
RR
Indiana(4/22/2019)
RR
Kansas(1/3/2024)
IAR
Kansas(1/3/2024)
RR
Kentucky(4/1/2019)
RR
Michigan(4/1/2019)
RR
Minnesota(4/2/2019)
IAR
Minnesota(4/4/2022)
RR
Missouri(4/1/2019)
RR
Montana(4/1/2019)
IAR
Montana(12/16/2020)
RR
Nevada(4/1/2019)
RR
New York(4/1/2019)
IAR
New York(6/15/2021)
RR
North Dakota(9/9/2025)
IAR
North Dakota(10/22/2025)
RR
South Carolina(2/12/2025)
IAR
South Carolina(2/12/2025)
RR
Tennessee(7/16/2021)
RR
Texas(4/4/2022)
IAR
Texas(4/4/2022)
RR
Wisconsin(4/1/2019)
IAR
Wisconsin(4/1/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
