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James John Silbernagel

CFP®
CONCORDE ASSET MANAGEMENT
Kewaskum, WI
·CRD# 1503045·40 years experience

Professional Summary

James John Silbernagel, CFP®, who also goes by Jim Silbernagel, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Kewaskum, Wisconsin and CONCORDE INVESTMENT SERVICES, LLC located in Kewaskum, Wisconsin. James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. James has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jim Silbernagel

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2005

Years of Experience

40 years in the financial services industry

Current & Past Employments

CONCORDE ASSET MANAGEMENT, LLC·CRD# 140367
RIA
114 Main Street Po Box 427, Kewaskum, WI 53040
April 1, 2019 - Present
CONCORDE INVESTMENT SERVICES, LLC·CRD# 151604
BD
114 Main St P.o. Bx 427, Kewaskum, WI 53040
April 1, 2019 - Present
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
RIA
Kewaskum, WI
August 11, 2000 - April 4, 2019
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Kewaskum, WI
August 4, 1986 - April 4, 2019

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Current Firm

CA
CONCORDE ASSET MANAGEMENT, LLC

CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC

CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - SEC (4/19/2012 Approved)
California
Registered Investment Advisory firm - California (11/28/2012 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (11/29/2012 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (4/19/2012 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (11/5/2012 Terminated)
Kansas
Registered Investment Advisory firm - Kansas (11/5/2012 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (11/27/2012 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (11/5/2012 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (11/7/2012 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (11/7/2012 Terminated)
Texas
Registered Investment Advisory firm - Texas (11/5/2012 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108

Phone Number

(248) 824-6710

# of Employees

76

SEC notice filing (48 States and Territories)

Registered to provide investment advisory services in 48 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV WRAP FEE BROCHURE (7/24/2026)

Regulatory Assets Under Management

Total Number of Accounts

3,705

AUM (Assets Under Management)

$598,360,368

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) The Silbernagel Group, Investment Related, 114Main St. Kewaskum, WI 53040, Consulting families of high school students and charging a flat fee / referring them to online tools to help with determining majors, filling out financial aid applications, college search engines, and preadmission testing prep. Consultant, Start Date: 04/12/2017, 10 hours during weekly during trading hours. 2) KEWASKUM PROPERTIES; NON INV REL; 114 MAIN ST, KEWASKUM WI 53040; 100% OWNER; STARTED 11/96; 5 HR/MO; 5HR/MO DST; MANAGE PROPERTY. 3) MORTGAGES; 1/1/2005; 0HR/MO; 0HR/MO; EDUCATING CLIENTS ON THE BASICS OF HOW REVERSE MORTGAGES WORK AND REFERRING TO A MORTGAGE BROKER. 4) REAL WEALTH RADIO LLC; NON INV REL; 114 MAIN ST, KEWASKUM WI 53040; 100% OWNER; START 08/2006; Hours involved 11-20 hours during business hours and 11-20 outside of business hours; MANAGER AND HOST OF A WEEKLY ONLINE RADIO SHOW, MARKETING TO REGISTERED REPRESENTATIVES AND INSURANCE AGENTS, CONFERENCE AND MEETING SPEAKER. 5) REAL WEALTH TAX & ACCOUNTING LLC; POSITION: Owner; NATURE: LLC; INVESTMENT RELATED: Hours involved 1-4 hours during business hours and 1-4 outside of business hours; START DATE: 07/01/2015; ADDRESS: 114 Main St, Kewaskum WI 53040; DESCRIPTION: 100% Owner, Manage staff of a tax practice. 6))Real Wealth Insurance/THE SILBERNAGEL GROUP INSURANCE, LLC; POSITION: OWNER; NATURE: NON INVESTMENT, NUMBER OF HOURS: 1-2 PER MONTH; START DATE: 07/01/1995; ADDRESS: 114 MAIN ST P O BOX 427, KEWASKUM WI 53040; DESCRIPTION: LIFE INSURANCE, DISABILITY, LTC, MEDICARE SUPPLEMENT, HEALTH INSURANCE, PART D, MANAGE BUSINESS AND STAFF. 7) ADVISOR BID; INVESTOR; NON INVESTMENT RELATED; 50 HRS PER YEAR; CONNECTING REGISTERED REPS AND IAR TO BUY AND SELL BUSINESSES AS WELL AS CONNECT REGISTERED REPS AND IARS TO BROKER DEALERS FOR TRANSITIONS. COMPENSATION IS SHARES RECEIVED IN THE ENTITY. 8) MAIN STREET PHILANTHROPY; Located in Carlsbad, CA, ADVISORY BOARD MEMBER; NON INVESTMENT RELATED; 20 HOURS PER YEAR; VOLUNTEER; NO CONTROL OF FUNDS; EDUCATE HIGH SCHOOL STUDENTS IN PHILANTHROPY. 9) Concorde Asset Management; Investment Related. Investment Advisory Representative. Started 03/2019. Hours involved 11-20 hours during business hours and 11-20 outside of business hours. 10) Real Wealth LTC Solutions LLC. Kewaskum, WI. Managing Member. Investment related. Start date 07/2019. Provide education and refer professional resources for advisors and their clients that are facing LTC. Train agents and provide BGA services and product contracts for LTC. 6-10 hours/month during trading hours. 11) Currence App, Investment related, 602 Main St, Unit A, Belmar NJ, 07719, User, this app makes clients aware of the opportunities this app can have and helping them budget for expenses as well as putting away for the future. responsibilites will be to help market this app not only with clients but with advisors. Start date 063/27/2023, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC

CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC

CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - SEC (4/19/2012 Approved)
California
Registered Investment Advisory firm - California (11/28/2012 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (11/29/2012 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (4/19/2012 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (11/5/2012 Terminated)
Kansas
Registered Investment Advisory firm - Kansas (11/5/2012 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (11/27/2012 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (11/5/2012 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (11/7/2012 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (11/7/2012 Terminated)
Texas
Registered Investment Advisory firm - Texas (11/5/2012 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(9/13/2023)
IAR
Alabama
(9/13/2023)
RR
Arizona
(4/1/2019)
IAR
Arizona
(9/4/2026)
RR
Arkansas
(4/1/2019)
RR
California
(4/1/2019)
IAR
California
(2/22/2023)
RR
Colorado
(4/1/2019)
IAR
Colorado
(12/2/2020)
RR
Florida
(4/1/2019)
IAR
Florida
(1/20/2021)
RR
Georgia
(2/19/2025)
IAR
Georgia
(2/20/2025)
RR
Hawaii
(4/1/2019)
IAR
Hawaii
(11/2/2023)
RR
Illinois
(5/30/2019)
IAR
Illinois
(1/23/2020)
RR
Indiana
(4/22/2019)
IAR
Indiana
(9/2/2026)
RR
Kansas
(1/3/2024)
IAR
Kansas
(1/3/2024)
RR
Kentucky
(4/1/2019)
RR
Michigan
(4/1/2019)
IAR
Michigan
(11/24/2025)
RR
Minnesota
(4/2/2019)
IAR
Minnesota
(4/4/2022)
RR
Missouri
(4/1/2019)
RR
Montana
(4/1/2019)
IAR
Montana
(12/16/2020)
RR
Nevada
(4/1/2019)
RR
New York
(4/1/2019)
IAR
New York
(6/15/2021)
RR
North Dakota
(9/9/2025)
IAR
North Dakota
(10/22/2025)
RR
South Carolina
(2/12/2025)
IAR
South Carolina
(2/12/2025)
RR
Tennessee
(7/16/2021)
RR
Texas
(4/4/2022)
IAR
Texas
(4/4/2022)
IAR
Utah
(8/14/2026)
IAR
Washington
(7/2/2026)
RR
Wisconsin
(4/1/2019)
IAR
Wisconsin
(4/1/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2002About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2000About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1986About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view James John Silbernagel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JS
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