Michael L. Quiel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Lawrence Quiel was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 11 firms and has passed the Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 1996 - April 25, 2001
GLOBAL FINANCIAL GROUP, INC.
February 28, 1995 - March 1, 1996
DONALD & CO. SECURITIES INC.
November 28, 1994 - February 15, 1995
SHAMROCK PARTNERS, LTD
January 9, 1991 - October 28, 1994
MONACO SECURITIES, INC.
November 6, 1990 - November 29, 1990
WESTOK SECURITIES, INC.
June 29, 1989 - November 9, 1990
BILTMORE EQUITIES & SECURITIES, LTD.
January 31, 1989 - August 16, 1989
CENTURY FINANCIAL SECURITIES, INC.
September 14, 1988 - February 8, 1989
PRINCETON AMERICAN EQUITIES CORPORATION
March 16, 1988 - September 8, 1988
HAMILTON, WILLIAMS & CO., INC.
November 7, 1987 - April 7, 1988
CENPAC SECURITIES CORP.
August 21, 1986 - October 1, 1987
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLOBAL FINANCIAL GROUP, INC.
CRD#: 23958 / SEC#: , 8-40814
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 5 |
Red Flags
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