Kevin M. Flanery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Michael Flanery was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1986. Kevin had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2014 - October 13, 2015
PHILLIPS CAPITAL ADVISORS, INC.
June 22, 2006 - October 13, 2015
T.S. PHILLIPS INVESTMENTS, INC.
March 5, 2003 - May 13, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 4, 2003 - May 13, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 29, 1999 - March 4, 2003
SPELMAN & CO., INC.
May 18, 1999 - March 4, 2003
SPELMAN & CO., INC.
April 29, 1994 - June 2, 1999
CENTURY INVESTMENT GROUP INCORPORATED
January 2, 1991 - May 24, 1994
PAS, INC.
May 22, 1986 - January 4, 1991
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PHILLIPS CAPITAL ADVISORS, INC.
CRD#: 115758 / SEC#: 801-66961
Contact information
Regulatory assets under management
| Total Number of Accounts | 646 |
| AUM (Assets Under Management) | $ 588,585,326 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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