David Drummond Osborn Ii
CFP®Professional Summary
David Drummond Osborn II, CFP®, who also goes by David Drumm, D. Drummond Osborn, David Drummond Osborn, Drumm Osborn, is a registered financial advisor currently at ROSSBY FINANCIAL, LLC located in Laporte, Indiana. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. David has worked at 5 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Drumm, D. Drummond Osborn, David Drummond Osborn, Drumm Osborn
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
AP CAPITAL ADVISORY LLC | WINDWARD FINANCIAL STRATEGIES | TRUCESS | TOLER FINANCIAL GROUP | THE ALAN R JOYCE COMPANY LLC | SEQUENCE ASSET MANAGEMENT | ROSSBY WEALTH, LLC | ROSSBY FINANCIAL, LLC | REYMAR WEALTH MANAGEMENT | RED OAK ADVISORS | RANDOLPH MARTIN RETIREMENT GROUP | PRAIRE OAK WEALTH | OSBORN WEALTH MANAGEMENT | OLEADA FINANCIAL | OAK STREAM INVESTMENT ADVISORS | MARSICO WEALTH MANAGEMENT, LLC | LYON FINANCIAL SERVICES | LIFE STRATEGIES FINANCIAL PARTNERS | FINANCIAL STRATEGIES OF AMELIA | EVIE FINANCIAL
Contact Information
Main Address
2412 Irwin Street, Melbourne, FL 32901Phone Number
(321) 209-0111# of Employees
7SEC notice filing (35 States and Territories)
Registered to provide investment advisory services in 35 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
3,910AUM (Assets Under Management)
$854,779,566Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
AP CAPITAL ADVISORY LLC | WINDWARD FINANCIAL STRATEGIES | TRUCESS | TOLER FINANCIAL GROUP | THE ALAN R JOYCE COMPANY LLC | SEQUENCE ASSET MANAGEMENT | ROSSBY WEALTH, LLC | ROSSBY FINANCIAL, LLC | REYMAR WEALTH MANAGEMENT | RED OAK ADVISORS | RANDOLPH MARTIN RETIREMENT GROUP | PRAIRE OAK WEALTH | OSBORN WEALTH MANAGEMENT | OLEADA FINANCIAL | OAK STREAM INVESTMENT ADVISORS | MARSICO WEALTH MANAGEMENT, LLC | LYON FINANCIAL SERVICES | LIFE STRATEGIES FINANCIAL PARTNERS | FINANCIAL STRATEGIES OF AMELIA | EVIE FINANCIAL
State Registrations and Notice Filings
(9/15/2025)
(5/27/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Jan 1987About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1986About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view David Drummond Osborn II's CRS (Customer Relationship Summary).
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