David D. Osborn

OSBORN WEALTH MANAGEMENT

Laporte, IN 46350

Some features on this profile are disabled

CRD#: 1502594

Professional summary

David Drummond Osborn II, CFP®, who also goes by David Drumm, D. Drummond Osborn, David Drummond Osborn, Drumm Osborn, is a registered financial advisor currently at OSBORN WEALTH MANAGEMENT located in Laporte, Indiana and ROSSBY FINANCIAL, LLC located in Laporte, Indiana.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. David has worked at 5 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Drumm | D. Drummond Osborn | David Drummond Osborn | Drumm Osborn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AyarBorn Properties, LLC investment-related 1025 Madison Street, LaPorte, IN 46350 office building real estate rental Member June 2020 2-3 hours per month 0 hours during trading general maintenance Mr. Osborn maintains current/temporary dual registration as his advisory services are transitioning from provision through SYNERGOS Financial Group dba OSBORN Wealth Management to being offered exclusively through Rossby Financial, LLC. OSBORN Wealth Management is a firm utilized as a "Doing Business As" (DBA). OSBORN Wealth Management and Rossby Financial, LLC are unaffiliated firms. This will be about 20 trading hours per week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Drummond Osborn II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

September 8, 2009 - Present

OSBORN WEALTH MANAGEMENT

Office #1: 912 Michigan Avenue, Laporte, IN 46350

RIA

CRD#: 151446

Laporte, IN

Current

September 15, 2025 - Present

ROSSBY FINANCIAL, LLC

Office #1: 912 Michigan Ave., Laporte, IN 46350

RIA

CRD#: 324631

LaPorte, IN

Past

March 8, 1991 - February 10, 1992

NATCITY INSURANCE SERVICES, INC.

CRD#: 16989

Past

October 27, 1986 - May 27, 1987

MUTUAL SERVICE CORPORATION

CRD#: 4806

Past

June 9, 1986 - October 17, 1986

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROSSBY FINANCIAL, LLC

CRD#: 324631 / SEC#: 801-127370

RIA

Registered Investment Advisory firm - (2/24/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(9/8/2009)

IAR

Michigan
(8/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/11/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/5/1991

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 1/21/1987

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 6/5/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ROSSBY FINANCIAL, LLC

CRD#: 324631 / SEC#: 801-127370

RIA

Registered Investment Advisory firm - (2/24/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2412 Irwin Street, Melbourne, FL 32901

Mailing Address

Phone number

(321) 209-0111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROSSBY WRAP BROCHURE 2025 (3/4/2025)

ROSSBY ADV PART 2A BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	804
AUM (Assets Under Management)	$ 358,627,117

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Pia Matthes

PJT PARTNERS LP

New York, NY

Pietro Lombardi

FALCON WEALTH PLANNING, INC.

IAR

Irvine, CA

Albert Gonzalez

LPL FINANCIAL LLC

IAR

Dripping Springs, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David D. Osborn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Drummond Osborn II's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROSSBY FINANCIAL, LLC

NATCITY INSURANCE SERVICES, INC.

MUTUAL SERVICE CORPORATION

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ROSSBY FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/11/1986

Series 7

Date: 4/5/1991

Series 22

Date: 1/21/1987

Series 6

Date: 6/5/1986

Current Firm

ROSSBY FINANCIAL, LLC

Contact information

SEC notice filing (31 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROSSBY FINANCIAL, LLC

TRUST BUT VERIFY

Similar Advisors