Julie M. Cole
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie Mae Cole, who also goes by Cole Julie M Carson, Julie Carson, Julie Carson Cole, Julie M Cole, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 1986. Julie had worked at 5 firms and has passed the Series 63, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2016 - June 22, 2017
WESTERN FRATERNAL LIFE WEALTH MANAGEMENT INC.
January 24, 2001 - December 6, 2001
BIRCHTREE FINANCIAL SERVICES LLC
March 25, 1991 - March 18, 1996
FIRSTAR INVESTMENT SERVICES,INC.
May 19, 1989 - December 11, 1989
SECURITIES CORPORATION OF IOWA
July 23, 1986 - May 23, 1989
IAC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTERN FRATERNAL LIFE WEALTH MANAGEMENT INC.
CRD#: 282293 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
