Deborah L. Langel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Lynn Langel, who also goes by Deborah Lynn Peters, Deborah Lynn Peters, Deborah Lynn Tripp, Deborah Tripp, Deborah Lynn Tripp, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1986. Deborah had worked at 18 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2016 - October 8, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
February 22, 2016 - October 8, 2021
BBVA SECURITIES INC.
February 3, 2014 - March 27, 2015
W&S BROKERAGE SERVICES, INC.
September 12, 2012 - March 27, 2015
TOUCHSTONE ADVISORS INC
September 12, 2012 - March 27, 2015
TOUCHSTONE SECURITIES, INC.
July 9, 2012 - July 31, 2012
CINCINNATI ANALYSTS, INC.
June 15, 2012 - July 31, 2012
CINCINNATI ANALYSTS, INC.
June 5, 2012 - June 15, 2012
CAPITAL ANALYSTS
June 1, 2012 - June 15, 2012
LINCOLN INVESTMENT
June 1, 2012 - June 15, 2012
LINCOLN INVESTMENT
December 14, 2007 - June 1, 2012
CINCINNATI ANALYSTS, INC.
December 13, 2007 - June 1, 2012
CINCINNATI ANALYSTS, INC.
January 10, 2005 - October 31, 2007
AMERICAN GENERAL SECURITIES INCORPORATED
October 7, 1997 - October 31, 2007
AMERICAN GENERAL SECURITIES INCORPORATED
March 7, 1997 - October 3, 1997
KESTRA INVESTMENT SERVICES, LLC
September 12, 1995 - February 6, 1997
UNITED AMERICAN INTERNATIONAL, INC.
February 3, 1993 - June 15, 1994
BROOKHOLLOW CAPITAL CORPORATION
May 26, 1992 - November 16, 1993
SIGNATURE BROKER-DEALER SERVICES, INC.
March 8, 1991 - December 18, 1991
CFD INVESTMENTS, INC.
November 19, 1989 - July 31, 1990
OSAIC WEALTH, INC.
April 25, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
July 17, 1986 - May 13, 1988
FSC SECURITIES CORPORATION
May 27, 1986 - July 25, 1986
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
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