John J. Kiley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Kiley, who also goes by Jack Kiley, Jack Kilye, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 9 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 1998 - March 2, 1999
EISNER SECURITIES, INC.
January 9, 1998 - March 16, 1998
GUNNALLEN FINANCIAL, INC
July 9, 1997 - January 9, 1998
TRADEPORTAL SECURITIES, INC.
May 23, 1996 - May 28, 1997
JOHN DAWSON & ASSOCIATES, INC.
April 5, 1994 - April 30, 1996
GRUNTAL & CO., L.L.C.
March 7, 1991 - February 9, 1994
PRUDENTIAL EQUITY GROUP, LLC
September 19, 1989 - April 2, 1991
RODMAN & RENSHAW INC.
April 6, 1989 - September 23, 1989
J.P. MORGAN SECURITIES LLC
September 10, 1987 - June 1, 1988
NORTHERN TRUST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EISNER SECURITIES, INC.
CRD#: 40585 / SEC#: , 8-49084
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
