KI
Keith A. Izzo
FIDELITY BROKERAGE SERVICES LLC
Covington, KY 41015
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CRD#: 1501853
KI
Professional summary
Keith A. Izzo, who also goes by Keith Anthony Izzo, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Covington, Kentucky.
Keith is registered as a RR (Registered Representative) and started their career in finance in 1987. Keith has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Keith Anthony Izzo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Keith A. Izzo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 14, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 Howe Drive, Covington, KY 41015BD
CRD#: 7784
Covington, KY
Past
April 29, 2013 - July 2, 2015
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
RICHMOND, VA
Past
April 15, 2011 - December 31, 2012
PFS INVESTMENTS INC.
BD
CRD#: 10111
RED BANK, NJ
Past
August 20, 2007 - June 11, 2009
ING FINANCIAL MARKETS LLC
BD
CRD#: 28872
NEW YORK, NY
Past
May 17, 2005 - August 20, 2007
CANTOR FITZGERALD & CO.
BD
CRD#: 134
NEW YORK, NY
Past
February 17, 2004 - January 6, 2005
BGC FINANCIAL, L.P.
BD
CRD#: 19801
NEW YORK, NY
Past
September 25, 2000 - February 17, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
May 23, 1996 - August 16, 1996
TULLETT LIBERTY BROKERAGE INC.
BD
CRD#: 19717
JERSEY CITY, NJ
Past
May 12, 1989 - December 7, 1993
CANTOR FITZGERALD SHOKEN KAISHA LIMITED
BD
CRD#: 22314
Past
August 10, 1987 - February 6, 1996
CANTOR FITZGERALD SECURITIES
BD
CRD#: 19660
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/27/2015)
RR
Alaska(7/27/2015)
RR
Arizona(7/27/2015)
RR
Arkansas(7/27/2015)
RR
California(7/27/2015)
RR
Colorado(7/27/2015)
RR
Connecticut(7/27/2015)
RR
Delaware(7/27/2015)
RR
District of Columbia(7/27/2015)
RR
Florida(7/27/2015)
RR
Georgia(7/27/2015)
RR
Hawaii(7/27/2015)
RR
Idaho(7/27/2015)
RR
Illinois(7/27/2015)
RR
Indiana(7/27/2015)
RR
Iowa(7/27/2015)
RR
Kansas(7/27/2015)
RR
Kentucky(7/14/2015)
RR
Louisiana(7/27/2015)
RR
Maine(7/27/2015)
RR
Maryland(7/27/2015)
RR
Massachusetts(7/27/2015)
RR
Michigan(7/27/2015)
RR
Minnesota(7/27/2015)
RR
Mississippi(7/27/2015)
RR
Missouri(7/27/2015)
RR
Montana(7/27/2015)
RR
Nebraska(7/27/2015)
RR
Nevada(7/27/2015)
RR
New Hampshire(7/27/2015)
RR
New Jersey(7/27/2015)
RR
New Mexico(7/27/2015)
RR
New York(7/27/2015)
RR
North Carolina(7/28/2015)
RR
North Dakota(1/5/2016)
RR
Ohio(7/28/2015)
RR
Oklahoma(7/27/2015)
RR
Oregon(7/27/2015)
RR
Pennsylvania(7/27/2015)
RR
Puerto Rico(1/5/2016)
RR
Rhode Island(7/27/2015)
RR
South Carolina(7/27/2015)
RR
South Dakota(1/5/2016)
RR
Tennessee(1/5/2016)
RR
Texas(7/27/2015)
RR
Utah(7/27/2015)
RR
Vermont(7/27/2015)
RR
Virgin Islands(1/5/2016)
RR
Virginia(7/27/2015)
RR
Washington(7/27/2015)
RR
West Virginia(7/27/2015)
RR
Wisconsin(7/27/2015)
RR
Wyoming(7/27/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
