Michael W. Gibson
Professional summary
Michael Wayne Gibson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Michael had worked at 10 firms, which includes AVISEN WEALTH MANAGEMENT INC., ROUND HILL SECURITIES INC., WAMU INVESTMENTS INC., GRIFFIN FINANCIAL SERVICES, GLENFED BROKERAGE SERVICES, LONDON PACIFIC SECURITIES INC., CITICORP INVESTMENT SERVICES, UBS FINANCIAL SERVICES INC., KIDDER PEABODY & CO. INCORPORATED, INTERFIRST CAPITAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2003 - January 7, 2004
AVISEN WEALTH MANAGEMENT, INC.
July 25, 2002 - October 27, 2003
ROUND HILL SECURITIES, INC.
January 1, 1999 - July 25, 2002
WAMU INVESTMENTS, INC.
April 7, 1998 - January 1, 1999
GRIFFIN FINANCIAL SERVICES
August 29, 1996 - March 30, 1998
GLENFED BROKERAGE SERVICES
May 17, 1995 - August 30, 1996
LONDON PACIFIC SECURITIES, INC.
July 16, 1993 - May 15, 1995
CITICORP INVESTMENT SERVICES
September 27, 1991 - July 14, 1993
UBS FINANCIAL SERVICES INC.
October 26, 1988 - October 3, 1991
KIDDER, PEABODY & CO. INCORPORATED
November 21, 1986 - July 7, 1988
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVISEN WEALTH MANAGEMENT, INC.
CRD#: 125977 / SEC#: , 8-65833
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROWN, KENNETH ELVIN | PRINCIPAL/MUNI PRINCIPAL/CEO | 1014957 |
| LEBARON, EDWARD WAYNE JR. | SHAREHOLDER | |
| ROBELLO, ALAN WAYNE JR | PRESIDENT/GSP/FINOP/CFO/CCO/ | 1625027 |
| ROBELLO, ALAN WAYNE JR | PFO, POO | 1625027 |
| GLOBAL TRUST VENTURES, LLC | SHAREHOLDER | |
| FEIL, TERRY GEORGE JR | SHAREHOLDER | 832849 |
| KESSEL, MICHELLE JOANN | SHAREHOLDER | 2643908 |
Red Flags
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