Amy E. Fracaro-choate

BERGER FINANCIAL GROUP

South Burlington, VT 05403

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CRD#: 1501390

Professional summary

Amy Elizabeth Fracaro-choate, who also goes by Amy Elizabeth Antonacci, Amy Elizabeth Fracaro, is a registered financial advisor currently at BERGER FINANCIAL GROUP located in South Burlington, Vermont.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Amy has worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amy Elizabeth Antonacci | Amy Elizabeth Fracaro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Fixed Insurance. Non-Investment Related. 110 Kimball Ave, Suite 240, South Burlington, VT 05403. Life Insurance, Long Term Care. Broker. Start 6/2010. 2hrs/mo, all during trading hours. Review and purchase life or long term care insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Elizabeth Fracaro-choate's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2020 - Present

BERGER FINANCIAL GROUP

Office #1: 110 Kimball Avenue Suite 240, South Burlington, VT 05403

RIA

CRD#: 308174

South Burlington, VT

Past

July 31, 2020 - October 21, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

South Burlington, VT

Past

June 2, 2010 - August 26, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

SOUTH BURLINGTON, VT

Past

June 1, 2010 - August 26, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

South Burlington, VT

Past

February 14, 2008 - June 1, 2010

FINANCIAL WEST GROUP

RIA

CRD#: 16668

BOLTON VALLEY, VT

Past

April 1, 2004 - June 1, 2010

FINANCIAL WEST GROUP

CRD#: 16668

BOLTON VALLEY, VT

Past

August 30, 2002 - March 1, 2004

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

January 19, 2001 - July 19, 2002

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

June 2, 2000 - January 3, 2001

CHARTER ONE SECURITIES, INC.

CRD#: 13373

CLEVELAND, OH

Past

October 16, 1996 - June 14, 2000

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

December 22, 1992 - October 1, 1996

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Past

April 13, 1992 - January 5, 1993

G. R. PHELPS & CO., INC.

CRD#: 173

Past

August 15, 1990 - March 19, 1992

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

July 12, 1989 - July 11, 1990

RESOURCE BROKERAGE CORP.

CRD#: 19073

Past

December 10, 1987 - July 17, 1989

N. ROBERT WAGNER & ASSOC., INC.

CRD#: 13215

Past

May 13, 1986 - October 21, 1987

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

Past

May 13, 1986 - November 3, 1987

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BERGER FINANCIAL GROUP

CRD#: 308174 / SEC#: 801-118923

RIA

Registered Investment Advisory firm - (6/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/14/2023)

IAR

Vermont
(7/31/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/15/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/5/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/3/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/12/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BERGER FINANCIAL GROUP

CRD#: 308174 / SEC#: 801-118923

RIA

Registered Investment Advisory firm - (6/16/2020 Approved)

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Contact information

Main Address

1695 State Hwy 169, Plymouth, MN 55441

Mailing Address

Phone number

(763) 746-2666

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BERGER FINANCIAL GROUP ADV PART 2A 2024 (2/20/2025)

Regulatory assets under management

Total Number of Accounts	10,333
AUM (Assets Under Management)	$ 2,500,753,183

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Amy E. Fracaro-choate

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Elizabeth Fracaro-choate's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

FINANCIAL WEST GROUP

FINANCIAL WEST GROUP

HORNOR, TOWNSEND & KENT, LLC

UVEST FINANCIAL SERVICES GROUP, INC.

CHARTER ONE SECURITIES, INC.

HORNOR, TOWNSEND & KENT, LLC

CITISTREET EQUITIES LLC

G. R. PHELPS & CO., INC.

MML INVESTORS SERVICES, LLC

RESOURCE BROKERAGE CORP.

N. ROBERT WAGNER & ASSOC., INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BERGER FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 11/15/2007

Series 63

Date: 10/5/1992

SIE

Date: 10/1/2018

Series 7

Date: 4/3/2007

Series 6

Date: 5/12/1986

Current Firm

BERGER FINANCIAL GROUP

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BERGER FINANCIAL GROUP

TRUST BUT VERIFY

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