Steven M. Shearod
Professional summary
Steven Marcus Shearod, who also goes by Steven M Shearod, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Lincoln, Nebraska.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1990. Steven has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Marcus Shearod's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2011 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 151 N 8th St Ste 450, Lincoln, NE 68508-1380May 25, 2010 - October 22, 2010
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
July 31, 2002 - January 23, 2009
MSI FINANCIAL SERVICES, INC.
May 26, 1995 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
May 26, 1995 - January 23, 2009
MSI FINANCIAL SERVICES, INC.
February 26, 1990 - August 5, 1994
METROPOLITAN LIFE INSURANCE COMPANY
February 26, 1990 - August 5, 1994
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/23/2011)
(9/22/2014)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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Company Information
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272Lincoln, NE 68508-1380TRUST BUT VERIFY
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