Kenneth C. Reese

SUPREME ALLIANCE LLC

Phoenix, AZ

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CRD#: 1501124

Professional summary

Kenneth Christian Reese is a registered financial advisor currently at SUPREME ALLIANCE LLC located in Phoenix, Arizona.

Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Kenneth has worked at 17 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Christian Reese's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Christian Reese's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 13, 2024 - Present

SUPREME ALLIANCE LLC

RIA

CRD#: 45348

Phoenix, AZ

Current

September 12, 2024 - Present

SUPREME ALLIANCE LLC

Office #1: 14804 Resolves Lane, Charlotte, NC 28277

RIA

CRD#: 45348

Charlotte, NC

Past

September 3, 2024 - September 4, 2024

SAN BLAS SECURITIES LLC

CRD#: 290605

CHICAGO, IL

Past

December 20, 2023 - July 29, 2024

STIRLINGSHIRE INVESTMENTS

RIA

CRD#: 327779

Phoenix, AZ

Past

December 8, 2023 - July 29, 2024

STIRLINGSHIRE INVESTMENTS

CRD#: 310576

NEW YORK CITY, NY

Past

September 1, 2023 - December 5, 2023

OSAIC WEALTH, INC.

RIA

CRD#: 23131

TEMPE, AZ

Past

September 1, 2023 - December 5, 2023

OSAIC WEALTH, INC.

CRD#: 23131

TEMPE, AZ

Past

June 29, 2023 - September 1, 2023

OSAIC SERVICES, INC.

RIA

CRD#: 133763

TEMPE, AZ

Past

April 8, 2009 - December 31, 2009

OSAIC SERVICES, INC.

RIA

CRD#: 133763

TEMPE, AZ

Past

March 20, 2009 - September 1, 2023

OSAIC SERVICES, INC.

CRD#: 133763

TEMPE, AZ

Past

January 22, 2009 - January 27, 2009

NATIONAL PLANNING CORPORATION

CRD#: 29604

GLENDALE, AZ

Past

October 31, 2005 - January 23, 2009

OSAIC SERVICES, INC.

RIA

CRD#: 133763

GLENDALE, AZ

Past

October 31, 2005 - January 23, 2009

OSAIC SERVICES, INC.

CRD#: 133763

GLENDALE, AZ

Past

January 7, 2005 - October 31, 2005

SUNAMERICA SECURITIES, INC.

RIA

CRD#: 20068

GLENDALE, AZ

Past

April 2, 2001 - December 31, 2002

STC GROUP, INC.

RIA

CRD#: 116650

PHOENIX, AZ

Past

December 15, 2000 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

September 25, 1999 - November 22, 2000

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

May 11, 1998 - September 25, 1999

RONEY & CO.

CRD#: 45091

DETROIT, MI

Past

November 13, 1992 - May 11, 1998

RONEY & CO. L.L.C.

CRD#: 900

DETROIT, MI

Past

November 20, 1989 - November 2, 1992

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 23, 1989 - December 2, 1989

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 18, 1987 - March 6, 1989

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

July 16, 1986 - April 29, 1987

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Past

June 3, 1986 - June 13, 1986

RODECKER & COMPANY, INVESTMENT BROKERS, INC.

CRD#: 7283

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUPREME ALLIANCE LLC

BMS INTERNATIONAL INCORPORATED | SUPREME ALLIANCE LLC | JONES, MICHAEL

CRD#: 45348 / SEC#: 801-108980, 8-51046

RIA

Registered Investment Advisory firm - SEC (1/23/2017 Approved)

Idaho

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Iowa

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (3/22/2017 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Maryland

Registered Investment Advisory firm - SEC (3/30/2016 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Ohio

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Texas

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/13/2024)

IAR

Arizona
(9/13/2024)

Michigan
(10/4/2024)

IAR

Michigan
(10/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/10/2001

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/7/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/4/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/19/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/17/1986

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SUPREME ALLIANCE LLC

BMS INTERNATIONAL INCORPORATED | SUPREME ALLIANCE LLC | JONES, MICHAEL

CRD#: 45348 / SEC#: 801-108980, 8-51046

RIA

Registered Investment Advisory firm - SEC (1/23/2017 Approved)

Idaho

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Iowa

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (3/22/2017 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Maryland

Registered Investment Advisory firm - SEC (3/30/2016 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Ohio

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Texas

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

14804 Resolves Lane, Charlotte, NC 28277

Mailing Address

2187 Ivy Crest Drive, Bellbrook, OH 45305

Phone number

(561) 460-2870

Established

Delaware since 03/04/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (37 States and Territories)

FINRA licenses (45 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

SUPREME ALLIANCE LLC- FORM ADV2A AND PRIVACY POLICY (7/2/2025)

Direct owners and executive officers

Name	Position	CRD#
INSURANCE DISTRIBUTION CONSULTING LLC	OWNER
HUSBANDS, ROGER BRENT	COMPLIANCE PRINCIPAL	845110
JONES, MICHAEL WASHINGTON	FINOP / CEO / CCO

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 18,279,631

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth C. Reese

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Christian Reese's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Christian Reese's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUPREME ALLIANCE LLC

SAN BLAS SECURITIES LLC

STIRLINGSHIRE INVESTMENTS

STIRLINGSHIRE INVESTMENTS

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

NATIONAL PLANNING CORPORATION

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

STC GROUP, INC.

SUNAMERICA SECURITIES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RONEY & CO.

RONEY & CO. L.L.C.

MORGAN STANLEY DW INC.

UBS FINANCIAL SERVICES INC.

PRUDENTIAL EQUITY GROUP, LLC

KIDDER, PEABODY & CO. INCORPORATED

RODECKER & COMPANY, INVESTMENT BROKERS, INC.

Primary Firm SEC Registration

SUPREME ALLIANCE LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/10/2001

Series 65

Date: 7/7/1995

Series 63

Date: 6/4/1986

SIE

Date: 10/1/2018

Series 3

Date: 2/19/1987

Series 7

Date: 5/17/1986

FINRA

Current Firm

SUPREME ALLIANCE LLC

Contact information

SEC notice filing (37 States and Territories)

FINRA licenses (45 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

SUPREME ALLIANCE LLC

TRUST BUT VERIFY

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