Samuel A. Stuckey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Ashton Stuckey, who also goes by S Ashton Stuckey, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1989. Samuel had worked at 6 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 1998 - July 20, 2026
THE FRAZER LANIER COMPANY, INCORPORATED
July 20, 1995 - October 6, 1995
UNION PLANTERS BROKERAGE SERVICES INC.
September 30, 1993 - July 28, 1997
INTL CUSTODY & CLEARING SOLUTIONS INC.
November 30, 1990 - April 23, 1998
STERNE, AGEE & LEACH, INC.
April 16, 1990 - September 13, 1990
SOUTHTRUST SECURITIES, LLC
September 28, 1989 - March 7, 1991
NF CLEARING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
THE FRAZER LANIER COMPANY, INCORPORATED
CRD#: 7089 / SEC#: , 8-20267
Contact information
FINRA licenses (12 States and Territories)
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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