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GH

George Henry Harrison

CRD# 1501102·Registered 1986 - 1993
Previously Registered: Being a previously registered professional could mean that George is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

George Henry Harrison was a registered financial advisor. George was a previously registered financial professional and started their career in finance 1986 - 1993. George had worked at 6 firms and has passed the Series 63, Series 7 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

JASON MACKENZIE SECURITIES, INC.·CRD# 15287
BD
June 6, 1992 - March 9, 1993
FIRST OF PHILADELPHIA INVESTMENT GROUP, INC.·CRD# 16201
BD
August 22, 1991 - February 19, 1993
BARKLEY-LOCKMAN INVESTMENTS INC.·CRD# 21933
BD
September 12, 1990 - July 19, 1991
AMERICAN FRONTEER FINANCIAL CORPORATION·CRD# 1398
BD
September 15, 1986 - August 31, 1990
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
June 17, 1986 - July 7, 1986
MICHELIN AND COMPANY, INC.·CRD# 14447
BD
June 17, 1986 - September 23, 1986

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Current Firm

JM
JASON MACKENZIE SECURITIES, INC.

JASON MACKENZIE SECURITIES CORPORATION | JASON, MACKENZIE, SAND & MCMAHON, INC. | JASON, MACKENZIE, SAND & COHEN, INC. | JASON MACKENZIE SECURITIES, INC.

CRD#: 15287 / SEC#: 8-31910
BD
Cancelled by SEC on 03/28/1997

Contact Information

Established

Georgia since 05/30/1984

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1986About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Feb 1988About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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GH
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