George W. Hagerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George William Hagerman was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1987. George had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2017 - June 14, 2019
BLACKROCK INVESTMENTS, LLC
January 2, 2004 - November 10, 2017
CACHEMATRIX BROKER/DEALER LLC
March 3, 1995 - December 9, 2003
JANUS HENDERSON DISTRIBUTORS US LLC
August 5, 1993 - December 22, 1994
CREDIT SUISSE SECURITIES (USA) LLC
December 8, 1992 - August 24, 1993
PROFUNDS DISTRIBUTORS, INC.
December 13, 1990 - January 30, 1993
FUNDS DISTRIBUTOR, LLC
November 6, 1989 - November 17, 1992
LEHMAN BROTHERS INC.
July 14, 1987 - August 17, 1989
FIDELITY DISTRIBUTORS COMPANY LLC
February 17, 1987 - March 10, 1987
FUNDS DISTRIBUTOR, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLACKROCK INVESTMENTS, LLC
CRD#: 38642 / SEC#: , 8-48436
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKROCK FINANCIAL MANAGEMENT, INC | SOLE SHAREHOLDER | 107105 |
| DEVICO, JOSEPH GEORGE | MANAGER | 2808563 |
| HEROLD, MEREDITH L | MANAGER | 4792340 |
| MARCUS, ZACHARY SETH | CHIEF FINANCIAL OFFICER AND FINOP | 7040433 |
| MARO, JONATHAN MARTIN | CHIEF EXECUTIVE OFFICER AND MANAGER | 6476640 |
| MEADE, CHRISTOPHER JOSEPH | CHIEF LEGAL OFFICER | 6728448 |
| ROHE, DOMINIK | MANAGER | 3275040 |
| ROSTA, GREGORY MATTHEW | CHIEF COMPLIANCE OFFICER | 5193482 |
| RZOMP, CYNTHIA SUEN-WAH | CHIEF OPERATING OFFICER | 5221316 |
| VILLACORTA, ROLAND ESTEBAN | MANAGER | 2566073 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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