John J. Walsh

FINANCIAL INSIGHTS WEALTH MANAGEMENT

TACOMA, WA 98402

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CRD#: 1500930

Professional summary

John Joseph Walsh, CFP®, who also goes by John Joseph Walsh Jr, is a registered financial advisor currently at FINANCIAL INSIGHTS WEALTH MANAGEMENT located in Tacoma, Washington.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. John has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Tax Planning

Estate Planning

Are you a "fiduciary"?

Yes

Aliases

John Joseph Walsh Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JOHN J WALSH; SOLE PROPRIETORSHIP; TAX PREPARTION; OWNER; TIME SPENT 35%, OWNERSHIP 100%; UNTIL RETIREMENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Walsh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Current

September 21, 2015 - Present

FINANCIAL INSIGHTS WEALTH MANAGEMENT

Office #1: 1551 Broadway Suite 600, Tacoma, WA 98402

RIA

CRD#: 108797

TACOMA, WA

Past

September 28, 2015 - July 31, 2019

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Tacoma, WA

Past

September 4, 2009 - September 23, 2015

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

TACOMA, WA

Past

September 4, 2009 - September 23, 2015

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

TACOMA, WA

Past

January 30, 2002 - September 3, 2009

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

TACOMA, WA

Past

March 31, 1999 - September 3, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

TACOMA, WA

Past

May 27, 1986 - March 31, 1999

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL INSIGHTS WEALTH MANAGEMENT

FINANCIAL INSIGHTS | MICHAEL DUNBAR, CFP, LLC | FINANCIAL INSIGHTS WEALTH MANAGEMENT | FINANCIAL INSIGHTS INC

CRD#: 108797 / SEC#: 801-21624

RIA

Registered Investment Advisory firm - (6/26/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/9/2016)

IAR

Washington
(9/21/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/28/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/17/1986

General Securities Representative Examination

Current Firm

FINANCIAL INSIGHTS WEALTH MANAGEMENT

FINANCIAL INSIGHTS | MICHAEL DUNBAR, CFP, LLC | FINANCIAL INSIGHTS WEALTH MANAGEMENT | FINANCIAL INSIGHTS INC

CRD#: 108797 / SEC#: 801-21624

RIA

Registered Investment Advisory firm - (6/26/1984 Approved)

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Contact information

Main Address

1551 Broadway Suite 600, Tacoma, WA 98402

Mailing Address

Phone number

(253) 627-6010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 - WRAP FEE PROGRAM BROCHURE 2025 (10/10/2025)

FORM ADV PART 2A - 2025 (10/10/2025)

Regulatory assets under management

Total Number of Accounts	1,950
AUM (Assets Under Management)	$ 662,711,005

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

John J. Walsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Walsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

TITAN/VALUE EQUITIES GROUP, INC.

Primary Firm SEC Registration

FINANCIAL INSIGHTS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 5/28/1986

SIE

Date: 10/1/2018

Series 7

Date: 5/17/1986

Current Firm

FINANCIAL INSIGHTS WEALTH MANAGEMENT

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL INSIGHTS WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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