Robert N. Tricarico
Professional summary
Robert Neil Tricarico was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial advisor and started their career in finance in 1986. Prior to being barred, Robert had worked at 6 firms, which includes NORTHSTAR WEALTH PARTNERS LLC, LPL FINANCIAL LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, CITIGROUP GLOBAL MARKETS INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, JONATHAN ALAN & CO. INC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2014 - May 13, 2015
NORTHSTAR WEALTH PARTNERS LLC
May 18, 2011 - January 5, 2015
LPL FINANCIAL LLC
May 16, 2011 - January 5, 2015
LPL FINANCIAL LLC
March 11, 2009 - May 17, 2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 11, 2009 - May 17, 2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 13, 2003 - April 1, 2009
CITIGROUP GLOBAL MARKETS INC.
June 13, 2003 - April 1, 2009
CITIGROUP GLOBAL MARKETS INC.
June 7, 1993 - June 24, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 22, 1992 - June 24, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 22, 1986 - February 26, 1987
JONATHAN ALAN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
NORTHSTAR WEALTH PARTNERS LLC
CRD#: 169409 / SEC#: 801-88184
Contact information
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