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CE

Christopher L. Evans

Some features on this profile are disabled
CRD#: 1500837
CE

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Luke Evans, who also goes by Chris Luke Evans Sr, Chris Luke Evans, was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 1987. Christopher had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris Luke Evans Sr | Chris Luke Evans

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 17, 2013 - June 6, 2014

GLOBAL HUNTER SECURITIES, LLC

BD
CRD#: 123003
NEW ORLEANS, LA
Past

May 9, 2013 - October 9, 2013

KLR GROUP, LLC

BD
CRD#: 165586
CHEVY CHASE, MD
Past

October 2, 2012 - May 9, 2013

HEIGHT CAPITAL MARKETS

BD
CRD#: 150659
CHEVY CHASE, MD
Past

July 18, 2012 - September 28, 2012

BURNHAM SECURITIES INC.

BD
CRD#: 22549
BETHESDA, MD
Past

November 28, 2005 - June 26, 2012

PRITCHARD CAPITAL PARTNERS, LLC

BD
CRD#: 100480
FALLS CHURCH, VA
Past

January 18, 2002 - November 21, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
WASHINGTON, DC
Past

November 5, 2001 - November 21, 2005

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
WASHINGTON, DC
Past

July 1, 1994 - November 12, 2001

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

February 17, 1989 - July 13, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

January 21, 1987 - February 24, 1989

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/14/1991
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/17/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/17/1987
General Securities Representative Examination

Current Firm

GH
GLOBAL HUNTER SECURITIES, LLC
EVELOCITY | VELOCITY TRADING, LLC (EVELOCITY) | VELOCITY TRADING | THE SEAPORT GROUP | SEAPORT GLOBAL HOLDINGS | INTERNATIONAL MADISON INVESTMENT | GLOBAL HUNTER SECURITIES, LLC

CRD#: 123003 / SEC#: , 8-65552

BD
Terminated by SEC on 07/03/2015
PREMIUM
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 11/14/2001
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SEAPORT GLOBAL HOLDINGS, LLCPARENT COMPANY
CONWILL, DANIEL OZA IVCHAIRMAN, CEO1714135
JOHNSON, MARY SAUNDERSCFO5680544
LAINFIESTA, EDWARD ROBERTPRESIDENT1139496
MERINGER, GARY EGENERAL COUNSEL, COO2179687
ZACK, DAVIDCCO2356042

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GLOBAL HUNTER SECURITIES, LLC

CRD#: 123003

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