James Krebec

CIC INVESTMENT CONSULTANTS

BURR RIDGE, IL 60527

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CRD#: 1500820

Professional summary

James Krebec, CFP®, who also goes by James J. Krebec, is a registered financial advisor currently at CIC INVESTMENT CONSULTANTS, LLC located in Burr Ridge, Illinois.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. James has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James J. Krebec

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CIC Investment Consultants, LLC 2 Caddo Crossing Drive Glenwood, AR 71943 In addition to Investment Advisor business, the advisor holds an AR Insurance License no meaningful time per month is/has been spent in the insurance business

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Krebec's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 23, 2003 - Present

CIC INVESTMENT CONSULTANTS, LLC

Office #1: 7420 S. County Line Road, Ste. 1, Burr Ridge, IL 60527

RIA

CRD#: 125459

BURR RIDGE, IL

Past

December 28, 1997 - June 12, 2003

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

OAKBROOK TERRACE, IL

Past

February 14, 1997 - June 12, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 21, 1986 - February 21, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(9/22/2014)

IAR

Florida
(3/29/2006)

IAR

Illinois
(5/23/2003)

IAR

Texas
(1/5/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/11/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/10/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/17/1986

General Securities Representative Examination

Current Firm

CIC INVESTMENT CONSULTANTS, LLC

CHRISTIAN INVESTMENT CONSULTANTS, LLC | CIC INVESTMENT CONSULTANTS, LLC | CIC INVESTMENT CONSULTANTS

CRD#: 125459 / SEC#: 801-61870

RIA

Registered Investment Advisory firm - (6/20/2012 Terminated)

Arkansas

Registered Investment Advisory firm - (9/22/2014 Approved)

Florida

Registered Investment Advisory firm - (6/15/2012 Approved)

Illinois

Registered Investment Advisory firm - (5/30/2012 Approved)

Texas

Registered Investment Advisory firm - (4/24/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2 Caddo Crossing Drive, Ste. F, Glenwood, AR 71943

Mailing Address

Po Box 2397, Glenwood, AR 71943

Phone number

(630) 371-1585

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	110
AUM (Assets Under Management)	$ 46,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James Krebec

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Krebec's CRS (Customer Relationship Summary).

Certified licenses

Experience

CIC INVESTMENT CONSULTANTS, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 8/11/1995

Series 63

Date: 6/10/1986

Series 7

Date: 5/17/1986

Current Firm

CIC INVESTMENT CONSULTANTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CIC INVESTMENT CONSULTANTS, LLC

TRUST BUT VERIFY

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