Clifford R. Mctee
U.S. CAPITAL WEALTH ADVISORS
AUSTIN, TX 78701
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CRD#: 1500757
Professional summary
Clifford Ray Mctee III, CFP®, who also goes by Clifford Ray Mctee, Ford Mctee, is a registered financial advisor currently at U.S. CAPITAL WEALTH ADVISORS, LLC located in Austin, Texas and USCA SECURITIES LLC located in Dallas, Texas.
Clifford is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Clifford has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 3, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Clifford Ray Mctee | Ford Mctee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RENTAL PROPERTY, INVESTMENT RELATED, 135 SAN JOAQUIN MOUNTAIN VILLAGE CO, RENTAL CONDO, BEGAN 1/2004, LESS THAN 1 HOUR/MONTH, NOT DURING BUSINESS HOURS. 2. ARBITRATOR FOR FINRA, NOT INVESTMENT RELATED, NEW YORK NY, BEGAN 3/1991, 1-3 WEEKS/YEAR AS NEEDED. 3. FAMILY RANCH & MINERAL INTEREST, NOT INVESTMENT RELATED, TILDEN, TX, START: 1/1970, 0 HOURS PER MONTH, DUTIES: HELP OPERATE RANCH. 4. Ford Build LLC, Not investment related, Austin TX, General Contractor(self only), Owner, Start Feb 2017, 40 hours/month, 20 hours/month during market hours 5. USCA Securities, LLC; Investment-related; Houston, TX; broker dealer; registered representative; 06/2012; >1 hour/month; 1-8 during trading hours; broker 6. McTee L7 Ranch LTD; not investment related; Austin, Tx; family partnership; director; manage family business; Dec 2020; 5 hrs/month; 5 hrs/month; help manage family business 7. USCWA, LLC; Investment-related; Houston, TX; RIA; financial advisor; senior managing director; 06/2021; >1hr/month; 1-8 hrs/month; adviser
CRS (Client Relationship Summary) - RIA
Click below to view Clifford Ray Mctee III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
June 30, 2021 - Present
U.S. CAPITAL WEALTH ADVISORS, LLC
Office #1: 300 West 6th Street Suite 1900, Austin, TX 78701RIA
CRD#: 288199
AUSTIN, TX
Current
June 8, 2012 - Present
USCA SECURITIES LLC
Office #1: 2101 Cedar Springs Rd Suite 1850, Dallas, TX 75201Office #2: 300 W. 6th Street Suite 1900, Austin, TX 78701BD
CRD#: 103789
DALLAS, TX
Past
June 8, 2012 - June 30, 2021
USCA RIA LLC
RIA
CRD#: 152170
HOUSTON, TX
Past
July 1, 2003 - June 11, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
AUSTIN, TX
Past
July 1, 2003 - June 11, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
AUSTIN, TX
Past
March 4, 1991 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
RIA
CRD#: 7471
AUSTIN, TX
Past
March 4, 1991 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
May 22, 1986 - March 21, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UC
U.S. CAPITAL WEALTH ADVISORS, LLC
LEGACY ONE FINANCIAL ADVISORS, LLC | U.S. CAPITAL WEALTH ADVISORS, LLC
CRD#: 288199 / SEC#: 801-110515
RIA
Registered Investment Advisory firm - (5/3/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/9/2015)
RR
Alaska(2/18/2020)
RR
Arizona(8/17/2012)
RR
Arkansas(1/9/2015)
RR
California(6/8/2012)
RR
Colorado(1/9/2015)
RR
Connecticut(1/29/2021)
RR
Delaware(1/9/2015)
RR
Florida(1/9/2015)
RR
Georgia(1/9/2015)
RR
Hawaii(1/9/2015)
RR
Illinois(1/9/2015)
RR
Indiana(1/9/2015)
RR
Iowa(12/19/2014)
RR
Kansas(3/7/2016)
RR
Kentucky(1/9/2015)
RR
Louisiana(1/9/2015)
RR
Maine(1/29/2025)
RR
Maryland(1/9/2015)
RR
Massachusetts(1/9/2015)
RR
Michigan(1/9/2015)
RR
Minnesota(1/9/2015)
RR
Mississippi(1/9/2015)
RR
Missouri(1/9/2015)
RR
Nebraska(1/9/2015)
RR
New Jersey(1/9/2015)
RR
New Mexico(1/9/2015)
RR
New York(1/9/2015)
RR
North Carolina(1/9/2015)
RR
Ohio(1/9/2015)
RR
Oklahoma(1/9/2015)
RR
Oregon(1/9/2015)
RR
Pennsylvania(1/9/2015)
RR
South Carolina(1/9/2015)
RR
South Dakota(3/7/2016)
RR
Tennessee(5/14/2021)
RR
Texas(6/8/2012)
IAR
Texas(6/30/2021)
RR
Utah(1/9/2015)
RR
Virginia(1/9/2015)
RR
Washington(1/9/2015)
RR
West Virginia(1/9/2015)
RR
Wisconsin(1/9/2015)
RR
Wyoming(1/9/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 11/8/1994
Foreign Currency Options ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 3/14/1988
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
UC
U.S. CAPITAL WEALTH ADVISORS, LLC
LEGACY ONE FINANCIAL ADVISORS, LLC | U.S. CAPITAL WEALTH ADVISORS, LLC
CRD#: 288199 / SEC#: 801-110515
RIA
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Contact information
Main Address
4444 Westheimer Rd. Suite G500, Houston, TX 77027
Mailing Address
Phone number
(713) 366-0500
Established
Firm type
Fiscal year end
# of Employees
133
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,833 |
| AUM (Assets Under Management) | $ 7,282,480,817 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/21/2025 | ||
| 01/23/2024 | ||
| 03/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
