Dexter A. Mccormick
Professional summary
Dexter Allan Mccormick, who also goes by Deck Mccormick, is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Zionsville, Indiana.
Dexter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Dexter has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dexter Allan Mccormick's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2023 - Present
ALPHASTAR CAPITAL MANAGEMENT
December 10, 2021 - November 10, 2023
M. S. HOWELLS & CO.
February 11, 2020 - September 17, 2021
ICAPITAL MARKETS LLC
January 12, 2018 - December 1, 2023
TLG ADVISORS, INC.
January 11, 2018 - February 16, 2020
NAVIAN CAPITAL SECURITIES LLC
July 1, 2014 - December 31, 2017
TLG ADVISORS, INC.
July 1, 2014 - December 31, 2017
THE LEADERS GROUP, INC.
March 4, 2014 - August 19, 2014
THE MCCORMICK GROUP, LLC
October 24, 2012 - July 30, 2014
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 2, 2012 - July 30, 2014
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
December 11, 1998 - December 31, 2013
THE MCCORMICK GROUP, LLC
June 27, 1990 - December 31, 2010
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 8, 1987 - August 3, 1989
HIMCO DISTRIBUTION SERVICES COMPANY
August 25, 1986 - December 31, 1990
CONSECO FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ALPHASTAR CAPITAL MANAGEMENT
CRD#: 157423 / SEC#: 801-72361
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/1/2023)
(12/1/2023)
(12/5/2023)
(12/4/2023)
(12/4/2023)
(12/2/2023)
Exams
Current Firm
ALPHASTAR CAPITAL MANAGEMENT
CRD#: 157423 / SEC#: 801-72361
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,592 |
| AUM (Assets Under Management) | $ 1,841,154,148 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2023 | ||
| 06/27/2023 | ||
| 01/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
