RS
Russell T. Stabler
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CRD#: 1500435
RS
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Todd Stabler, who also goes by Todd Stabler, was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1986. Russell had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Todd Stabler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 1/1989 - DBA for LPL Business (entity for LPL business) - Stabler Wealth Management - Investment Related - Bellevue, WA 98005 2) 1/2020 - Business Entity For Tax/Investment Purposes Only - Stabler Mantell Services, LLC - Not Investment Related - Bellevue, WA 98005 3) 1/2010 - Real Estate Rental - Joyce Apartments, LLC - Investment Related - 2801 Franklin Ave E Seattle, WA 98012 4) 1/2011 - Real Estate Rental - Green Lake Apartments, LLC - 434 MAPLE LEAF PLACE NE SEATTLE, WA 5) 1/2012 - Real Estate Rental - Woodland Park Apts - Investment Related - 3837 Woodland Park Ave. N SEATTLE WA 98103 6) 1/2012 - Real Estate Rental - Woodland Park Apts - Investment Related - 3831 Woodland Park Ave. N SEATTLE WA 98103 7) 1/2012 - Real Estate Rental - Mountlake Terrance Apartments, LLC - Investment Related - 4206 212th St SW Mountlake Terrace, WA 8) 1/2012 - Real Estate Rental - Mountlake Terrance Apartments, LLC - Investment Related - 4202 212th St SW Mountlake Terrace, WA 9) 1/2015 - Real Estate Rental - Summit 1717 LLC - Investment Related - 1717 Summit Ave. Seattle, WA 98122 10) 1/2018 - Real Estate Rental - North City Rental - Investment Related - 1502 NE 179TH ST, SHORELINE, WA 98155 11) 1/2016 - Real Estate Rental - Friday Harbor Village, LLC - Investment Related - 445 CARTER AVE, FRIDAY HARBOR, WA 98250 12) 1/2018 - Real Estate Rental - Canyon Lakes LLC - Investment Related - 4008 W 27th Ave. KENNEWICK, WA 99337 13) 1/2008 - Real Estate Rental - Office Building - Investment Related - Nine Lake Bellevue #108 Bellevue, WA 98005 14) 1/2010 - Real Estate Rental - Medical Building - Investment Related - 165 NE JUNIPER ST, ISSAQUAH, WA 98027 15) 1/2008 - Business Entity For Tax/Investment Purposes Only - Todd Stabler & Associates - Not Investment Related - Nine Lake Bellevue #108 Bellevue, WA 98005 16) 11/17/2021 - Roche Aviation Partners - Not Investment Related - 527 Cessna Ave, Friday Harbor, WA 98250 - Business Entity For Tax/Investment Purposes Only - Start Date: 08/02/2016 - 3 Hours Per Month/0 Hours During Securities Trading - This is an airplane hanger owned by 4 parties.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
July 27, 2020 - February 7, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
BELLEVUE, WA
Past
July 27, 2020 - February 7, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
BELLEVUE, WA
Past
August 23, 1991 - July 27, 2020
KMS FINANCIAL SERVICES, INC.
RIA
CRD#: 3866
BELLEVUE, WA
Past
May 9, 1989 - July 27, 2020
KMS FINANCIAL SERVICES, INC.
BD
CRD#: 3866
BELLEVUE, WA
Past
May 9, 1988 - May 22, 1989
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
May 27, 1986 - April 30, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LPL FINANCIAL LLC
LINSCO/PRIVATE LEDGER CORP. | WADDELL & REED INVESTMENTS | WADDELL & REED FINANCIAL ADVISORS | WADDELL & REED | PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED | LPL FINANCIAL LLC | LPL FINANCIAL CORPORATION | LPL FINANCIAL | LPL
CRD#: 6413 / SEC#: 801-10970, 8-17668
RIA
Registered Investment Advisory firm - SEC (8/25/1975 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LPL FINANCIAL LLC
LINSCO/PRIVATE LEDGER CORP. | WADDELL & REED INVESTMENTS | WADDELL & REED FINANCIAL ADVISORS | WADDELL & REED | PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED | LPL FINANCIAL LLC | LPL FINANCIAL CORPORATION | LPL FINANCIAL | LPL
CRD#: 6413 / SEC#: 801-10970, 8-17668
RIA
Registered Investment Advisory firm - SEC (8/25/1975 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
California since 11/15/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
37,893
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| AUDETTE, MATTHEW JON | PRESIDENT AND CHIEF FINANCIAL OFFICER | 4003349 |
| ENYEDI, MATTHEW KLAUS | MANAGING DIRECTOR, NATIONAL SALES | 4194266 |
| GATES, GREGORY | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | 7069201 |
| JAMBUSARIA, ANERI | MANAGING DIRECTOR LPL SERVICES GROUP | 7248335 |
| MALFITANO, STEVEN THOMAS | SVP, FINANCE CAPITAL MANAGEMENT AND PRINCIPAL FINANCIAL OFFICER | 3178848 |
| MCHALE, JAMES | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 6052977 |
| RICKETTS, JUDITH KOHOSKIE | EXECUTIVE VICE PRESIDENT, OPERATIONS AND PRINCIPAL OPERATIONS OFFICER | 2758924 |
| SIMONICH, BRENT BLAIN | EXECUTIVE VICE PRESIDENT, CHIEF RISK OFFICER | 3254859 |
| STEINMEIER, RICHARD C | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 5109512 |
Regulatory assets under management
| Total Number of Accounts | 2,369,378 |
| AUM (Assets Under Management) | $ 618,922,975,737 |
Disclosures
| Regulatory Event | 208 |
| Arbitration | 58 |
| Bond | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 | ||
| 07/19/2024 | ||
| 11/09/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
