Carlos F. Desmaras

CABRERA CAPITAL MARKETS

NEW YORK, NY 10020

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CRD#: 1500378

Professional summary

Carlos Francisco Desmaras, who also goes by Carlos Francisco Dsmaras, is a registered financial professional currently at CABRERA CAPITAL MARKETS, LLC located in New York, New York.

Carlos is registered as a RR (Registered Representative) and started their career in finance in 1986. Carlos has worked at 11 firms and has passed the Series 63, Series 79TO, Series 52TO, Series 50, SIE, Series 7, Series 3 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Carlos Francisco Dsmaras

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Carlos Francisco Desmaras's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2024 - Present

CABRERA CAPITAL MARKETS, LLC

Office #1: 1230 Avenue Of The Americas Ste. 1902, New York, NY 10020

CRD#: 10081

NEW YORK, NY

Past

April 3, 2019 - February 27, 2024

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

March 29, 2016 - March 27, 2019

LOOP CAPITAL MARKETS LLC

CRD#: 43098

NEW YORK, NY

Past

January 4, 2012 - January 13, 2016

MESIROW FINANCIAL, INC.

CRD#: 2764

NEW YORK, NY

Past

January 26, 2010 - January 3, 2012

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

CRD#: 6950

NEW YORK, NY

Past

April 13, 2009 - January 21, 2010

MFR SECURITIES, INC.

CRD#: 36308

NEW YORK, NY

Past

January 22, 2008 - March 30, 2009

SAMUEL A. RAMIREZ & COMPANY, INC.

CRD#: 6963

NEW YORK, NY

Past

July 28, 2004 - January 9, 2008

POPULAR SECURITIES, LLC

CRD#: 8096

NEW YORK, NY

Past

June 21, 1995 - January 15, 1999

POPULAR SECURITIES, LLC

CRD#: 8096

SAN JUAN, PR

Past

October 30, 1989 - June 13, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 6, 1988 - November 14, 1989

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

November 5, 1986 - May 19, 1988

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(6/3/2024)

Exams

State Security Law Exam

Series 63

Date: 9/3/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 50

Date: 3/6/2020

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/26/2004

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 8/6/1988

National Commodity Futures Examination

Principal/Supervisory Exam

Series 53

Date: 12/29/2010

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CABRERA CAPITAL MARKETS, LLC

CABRERA CAPITAL MARKETS, INC. | FIRST SECURITIES CORPORATION | CABRERA CAPITAL MARKETS, LLC

CRD#: 10081 / SEC#: , 8-26406

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

227 W. Monroe St. Suite 3000, Chicago, IL 60606

Mailing Address

227 W. Monroe St. Suite 3000, Chicago, IL 60606

Phone number

(312) 236-8888

Established

Delaware since 04/10/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CABRERA CAPITAL, LLC	OWNER
RCF-CABRERA HOLDINGS, INC.	OWNER
AGUILAR, ROBERT LUIS	PRESIDENT	4860643
CABRERA, MARTIN [NMN] JR	CEO	2504167
WORF, JEFF ALLEN	CHIEF COMPLIANCE OFFICER	1416591

Disclosures

Regulatory Event

Red Flags

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Advisor Monitoring

Firm Stability Insights

Carlos F. Desmaras

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Carlos Francisco Desmaras's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPPENHEIMER & CO. INC.

LOOP CAPITAL MARKETS LLC

MESIROW FINANCIAL, INC.

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

MFR SECURITIES, INC.

SAMUEL A. RAMIREZ & COMPANY, INC.

POPULAR SECURITIES, LLC

POPULAR SECURITIES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

KIDDER, PEABODY & CO. INCORPORATED

DREXEL BURNHAM LAMBERT INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 9/3/2004

Series 79TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

Series 50

Date: 3/6/2020

SIE

Date: 10/1/2018

Series 7

Date: 7/26/2004

Series 3

Date: 8/6/1988

Series 53

Date: 12/29/2010

FINRA

Current Firm

CABRERA CAPITAL MARKETS, LLC

Contact information

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CABRERA CAPITAL MARKETS, LLC

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