Gerard O. Haviland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerard Owen Haviland, who also goes by Gerard O Haviland, Gerry Haviland, was a registered financial professional .
Gerard is a previously registered financial professional and started their career in finance in 1986. Gerard had worked at 6 firms and has passed the Series 63, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2003 - March 24, 2016
HAVILAND & SAMS, LLC
June 24, 1993 - July 1, 2003
OSAIC FS, INC.
March 3, 1993 - July 1, 2003
FISCAL DYNAMICS INCORPORATED
September 17, 1992 - April 21, 1993
STITELER INVESTMENTS, INC.
January 9, 1989 - June 29, 1992
MONY SECURITIES CORPORATION
July 16, 1986 - January 11, 1989
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HAVILAND & SAMS, LLC
CRD#: 127175 / SEC#:
Contact information
Red Flags
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