Richard Scott Ehrlich
ChFC®, CLU®Professional Summary
Richard Scott Ehrlich, ChFC®, CLU® is a registered financial advisor currently at SECURE WEALTH, INC. located in Boca Raton, Florida. Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Richard has worked at 14 firms and has passed the Series 63, Series 65 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
SECURE WEALTH PLANNING GROUP | SECURE WEALTH, INC.
Contact Information
Main Address
7280 W. Palmetto Park Road Suite 201n, Boca Raton, FL 33433Phone Number
(561) 340-2667# of Employees
3SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
266AUM (Assets Under Management)
$132,000,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
SECURE WEALTH PLANNING GROUP | SECURE WEALTH, INC.
State Registrations and Notice Filings
(11/13/2024)
(11/17/2017)
(8/20/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1995About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Richard Scott Ehrlich's CRS (Customer Relationship Summary).
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