Richard S. Ehrlich

SECURE WEALTH

Boca Raton, FL 33433

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CRD#: 1500250

Professional summary

Richard Scott Ehrlich, ChFC®, CLU® is a registered financial advisor currently at SECURE WEALTH, INC. located in Boca Raton, Florida.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Richard has worked at 14 firms and has passed the Series 63, Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Scott Ehrlich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

November 17, 2017 - Present

SECURE WEALTH, INC.

Office #1: 7280 W. Palmetto Park Road Suite 201n, Boca Raton, FL 33433

RIA

CRD#: 290572

Boca Raton, FL

Past

January 25, 2016 - November 20, 2017

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

Boca Raton, FL

Past

April 30, 2015 - January 12, 2016

VANN EQUITY MANAGEMENT LLC

RIA

CRD#: 174239

BOCA RATON, FL

Past

December 26, 2013 - March 30, 2015

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

BOCA RATON, FL

Past

September 14, 2012 - December 2, 2013

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

BOCA RATON, FL

Past

January 20, 2012 - December 2, 2013

PARK AVENUE SECURITIES LLC

CRD#: 46173

BOCA RATON, FL

Past

June 11, 2010 - September 30, 2010

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

BOCA RATON, FL

Past

June 4, 2010 - November 17, 2011

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

BOCA RATON, FL

Past

November 14, 2007 - May 17, 2010

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

BOCA RATON, FL

Past

November 1, 2007 - May 17, 2010

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

BOCA RATON, FL

Past

December 16, 2003 - November 1, 2007

ARGENTUS SECURITIES, LLC

CRD#: 45915

AVENTURA, FL

Past

September 19, 2003 - December 19, 2003

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

December 19, 2002 - October 7, 2003

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

August 9, 2000 - January 3, 2003

ALLMERICA INVESTMENT MANAGEMENT CO INC

RIA

CRD#: 105796

MIAMI LAKES, FL

Past

March 22, 2000 - January 8, 2003

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

January 12, 1995 - March 17, 2000

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

January 12, 1995 - March 17, 2000

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SECURE WEALTH, INC.

SECURE WEALTH PLANNING GROUP | SECURE WEALTH, INC.

CRD#: 290572 / SEC#: 801-134047

RIA

Registered Investment Advisory firm - (7/30/2025 Approved)

California

Registered Investment Advisory firm - (9/14/2025 Terminated)

Florida

Registered Investment Advisory firm - (10/31/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (8/27/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/13/2024)

IAR

Florida
(11/17/2017)

IAR

North Carolina
(8/20/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/15/2004

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/13/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 1/11/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SECURE WEALTH, INC.

SECURE WEALTH PLANNING GROUP | SECURE WEALTH, INC.

CRD#: 290572 / SEC#: 801-134047

RIA

Registered Investment Advisory firm - (7/30/2025 Approved)

California

Registered Investment Advisory firm - (9/14/2025 Terminated)

Florida

Registered Investment Advisory firm - (10/31/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (8/27/2025 Terminated)

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Contact information

Main Address

7280 W. Palmetto Park Road Suite 201n, Boca Raton, FL 33433

Mailing Address

Phone number

(561) 340-2667

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (2/19/2026)

Regulatory assets under management

Total Number of Accounts	266
AUM (Assets Under Management)	$ 132,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard S. Ehrlich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Scott Ehrlich's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKSTONE WEALTH ADVISORS, LLC

VANN EQUITY MANAGEMENT LLC

HORTER INVESTMENT MANAGEMENT, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

ARGENTUS SECURITIES, LLC

MUTUAL SERVICE CORPORATION

OSAIC FS, INC.

ALLMERICA INVESTMENT MANAGEMENT CO INC

VERAVEST INVESTMENTS, INC.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

SECURE WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/15/2004

Series 65

Date: 7/13/2000

Series 6

Date: 1/11/1995

Current Firm

SECURE WEALTH, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SECURE WEALTH, INC.

TRUST BUT VERIFY

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